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Showing 6191 - 6200 of 28263 results for "NOT"

ASIC drops Caddick charges

ELIZABETH MCARTHUR  |  TUESDAY, 30 MAR 2021
... services licence and 18 counts of dishonest conduct in relation to financial products or services. Caddick was also charged with not holding an Australian financial services licence when she was required to. On March 30 at Downing Centre Local Court ...

ISA chief economist departs

KANIKA SOOD  |  TUESDAY, 30 MAR 2021
... Standing Committee Economics. Anthony said the increased scrutiny into industry super wasn't the reason for his departure. "Not from my perspective, it hasn't been a factor at all. I have only good things to say [about ISA]," he said.

DDO to simplify general, personal advice

ANNABELLE DICKSON  |  TUESDAY, 30 MAR 2021
... reasonable steps to distribute a product to its target market. That obligation only applies to a general advice context and not a personal advice context," he said. "The High Court case could actually mean there are less situation where the full range ...

ClearView bolsters team

ELIZABETH MCARTHUR  |  TUESDAY, 30 MAR 2021
... management," Kulikov said. "The life insurance industry's deteriorating performance over the past few years, due mainly to IDII but not exclusively, has forced insurers to review their products and pricing with a greater focus on sustainability. This ...

ABC, ISH arrangement faces scrutiny

KARREN VERGARA  |  MONDAY, 29 MAR 2021
... ABC and The New Daily and pass the sole purpose test. "How much money have they paid ABC in the last five years? How are you not worried that they are paying the chief economics correspondent at the ABC directly and that may have a material impact on ...

Northern Trust AM's stellar year

KANIKA SOOD  |  MONDAY, 29 MAR 2021
... factor-based, systematic and quantitative strategies to continue among local superannuation investors. He said the business had not been affected by APRA's new performance benchmarking. "What we are seeing is there is a greater focus on the risk ...

K2 Asset Management co-founder exits board

KANIKA SOOD  |  MONDAY, 29 MAR 2021
Mark Newman, who co-founded K2 Asset Management, has resigned from its board. Newman co-founded the funds management business in 1999 with Campbell Neal, who stays as the managing director. K2 Asset Management has named its head of research George Boubouras ...

REA Group to acquire Mortgage Choice

ELIZABETH MCARTHUR  |  MONDAY, 29 MAR 2021
... acquisition in the absence of a superior proposal. Mortgage Choice chief executive Susan Mitchell confirmed the transaction would not alter Mortgage Choice's financial advice business, FinChoice. "The REA Group transaction does not alter FinChoice's ...

AMP Capital spins off REIT

ANNABELLE DICKSON  |  MONDAY, 29 MAR 2021
... expecting $80 million in profit from the transaction and will stop receiving management fees from Precinct, which AMP said will not impact ongoing earnings. The sale of the management rights has been excluded from the proposed transaction between AMP ...

AMP, Ares deal up in the air

ANNABELLE DICKSON  |  MONDAY, 29 MAR 2021
... game. We will be looking for opportunities to find a better solution for shareholders. We have a great product, we simply do not have the scale to grow this business globally," De Ferrari said.