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Showing 6161 - 6170 of 6696 results for "Securities"

Wattle Group saga claims yet another former adviser

... of Golconda Resources, was today sentenced in the District Court in Adelaide on 62 charges brought by the Australian Securities and Investments Commission (ASIC). Ian William Snook was sentenced to two years imprisonment, but upon entering into a $1,000 ...

Morning market wrap: US stocks make further gains

... FTSE-100 4209.10 +39.90 Hang Seng 11546.12 +316.25 Nikkei 225 10593.53 +232.29 Sources: Reuters; AAP; Commonwealth Securities

RBA satisfied few businesses elected to surcharge credit cards

AAP  |  THURSDAY, 2 OCT 2003
... imposing surcharges on members electing to pay by credit or charge card," the RBA said. However, it noted the Australian Securities and Investments Commission (ASIC), had responsibility for ensuring that merchants planning to impose surcharges properly ...

ASIC provides additional guidance for FSR relief applicants

The Australian Securities and Investments Commission (ASIC) today announced it is providing additional guidance on the factors it considers, when assessing applications for relief from the licensing or disclosure provisions of the financial services ...

Record September trading at Commsec

AAP  |  THURSDAY, 2 OCT 2003
... had prior to our merger... we would have been doing somewhere around the 300,000 trade mark a month," Commonwealth Securities general manager Michael Blomfield said. "This is 430,000 trades for the month." More precisely, CommSec reported a record 431,677 ...

Morning market wrap: US stocks rebound on comforting data

... +194.14 FTSE-100 4169.20 +77.90 Hang Seng 11229.87 +0.00 Nikkei 225 10361.24 +142.19 Sources: Reuters; AAP; Commonwealth Securities

ACCC initiates legal proceedings against get-rich-quick seminar

AAP  |  WEDNESDAY, 1 OCT 2003
... internet. The hearing will begin on Wednesday October 29, 2003 in Melbourne. ACCC's legal action comes after the Australian securities and Investments Commission (ASIC) said it would also be cracking down on t he get-rish-quick seminars. In July, ASIC ...

Morning market wrap: US stocks sag, bonds soar on weak data

... -105.18 FTSE-100 4091.30 -51.40 Hang Seng 11229.87 +88.59 Nikkei 225 10219.05 -10.52 Sources: Reuters; AAP; Commonwealth Securities

Macquarie Funds research reveals dynamic hedging outperformance

... by Macquarie Funds Management. Macquarie Funds Management Division Director Jill Pleban presented the research at a Securities Institute of Australia lunch in Sydney earlier today. Ms Pleban said the empirical research carried out by Macquarie looked ...

Midday market wrap: Hong Kong shares rise, while All Ords hold onto gains

... 9380.24 +67.16 FTSE-100 4142.70 -14.40 Hang Seng 11141.28 +0.00 Nikkei 225 10404.89 +175.32 Sources: AAP; Commonwealth Securities