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Showing 6061 - 6070 of 6696 results for "Securities"

Former director faces contempt allegations over 44-year ban

The Australian Securities and Investments Commission (ASIC) has commenced further contempt proceedings against a banned former company director, Maxwell John Reid. On 10 March 1992, the Federal Court ordered that Mr Reid be prohibited from managing ...

ASIC bans Perth investment adviser for 18 months

The Australian Securities and Investments Commission (ASIC) today announced that it had banned a Perth-based investment adviser, from acting as an authorised representative of a securities dealer or an investment adviser for 18 months. Following an ...

NRMA welcomes ASIC enquiry into AGM complaints

NRMA Motoring & Services has welcomed the Australian Securities and Investments Commission's (ASIC) response to several complaints made in regards to the conduct of some NRMA members at the Annual General Meeting last Friday. At that meeting, the new ...

Melbourne director handed suspended jail sentence

STAFF WRITER  |  TUESDAY, 9 DEC 2003
... advantage by deception. The director, Leon Theoharopoulos, was charged following an investigation by the Australian Securities and Investments Commission (ASIC). The charges relate to Mr Theoharopoulos' actions as a director of the failed company ...

ASIC begins investigation into NRMA complaints

The Australian Securities and Investments Commission (ASIC) has begun enquiring into a number of complaints made in relation to the recent half-board election and AGM of the National Roads and Motorists' Association Ltd (NRMA). ASIC explained it established ...

CommSec launches company stress test for investors

AAP  |  FRIDAY, 5 DEC 2003
Trading house Commonwealth Securities has launched a new company stress test which allows sophisticated and mum and dad investors to assess the real financial health of a company. The Financial Stress Indicator (FSI) was devised by CommSec's quantitative ...

Worst over for the economy: TD Securities

TD Securities Chief Strategist Stephen Koukoulas has said the latest national accounts confirm that the worst is over for the Australian economy, but the recovery is anything but robust. With the GDP rising 1.2 per cent in the September quarter after ...

Disciplinary board rescinds convicted Sydney auditor's registration

... Liquidators Disciplinary Board has cancelled the registration of a Sydney auditor, following an application by the Australian Securities and Investments Commission (ASIC). The Board decided to cancel the registration of Helena Rule, due to her conviction ...

Challenger throws down the gauntlet to rivals

... Mr Greentree would also be responsible for the company's planned move into other asset classes, including property securities, international equities and domestic index funds. "Peter brings a tremendous amount of experience to the team and is highly ...

Securitor receives two AFS licences

Recently merged distribution group Securitor has received the FSRA compliance go-ahead from the Australian Securities and Investments Commission (ASIC), with the regulator approving two AFS licences for the new entity. "We have traditionally had two ...