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Showing 41 - 50 of 100 results for "OTC"

Investment manager criminally charged

ELIZA BAVIN | WEDNESDAY, 18 MAR 2020

... derivative sales, prime services and clearing, and provided a range of financial products including ASX24 futures and options and OTC ('over the counter') derivatives. SGSA's clients are wholesale clients, including financial institutions, hedge funds ...

Court punishes OTC derivative issuers

HARRISON WORLEY | FRIDAY, 28 FEB 2020

Three over-the-counter derivatives providers have been found guilty of contravening their AFSL licences by using account managers to pressure retail investors into purchasing products which lost investors more than $30 million. The Federal Court has ...

ASIC appoints receiver for derivatives issuer

ELIZABETH MCARTHUR | FRIDAY, 26 APR 2019

ASIC has cancelled the AFSL of an OTC derivatives issuer and helped appoint a receiver to the firm and its related companies. ASIC has successfully applied to the Federal Court to appoint receivers to Berndale Capital Securities, Berndale Capital Securities ...

ASIC dismisses Royal Commission insider trading reports

ELIZABETH MCARTHUR | THURSDAY, 28 MAR 2019

... date in question. ASIC said: "ASIC reviewed trading in the ordinary shares of banking sector, listed derivatives, unlisted (OTC) derivatives and short selling activity." "The trading review did not reveal evidence or indications of information leakage ...

J.P. Morgan expands derivatives clearing

KANIKA SOOD | WEDNESDAY, 26 SEP 2018

J.P. Morgan has become the first over the counter (OTC) clearing participant to launch an agency clearing service through the ASX for AUD and NZD denominated derivatives. The clearing broker's Australian-domiciled clients will now be able to keep all ...

ASIC unveils RG97 review

KARREN VERGARA | TUESDAY, 24 JUL 2018

... in the fund and interposed vehicles in each of the previous five years. Disclosure of interposed vehicle definitions; how OTC derivatives are treated; and tax implications are items that need to be taken into account, the stakeholders said. One of the ...

BBSW methodology restores trust

DARREN SNYDER | TUESDAY, 22 MAY 2018

... successful parallel run of the new methodology against the existing method. ASX executive general manager derivatives and OTC markets Helen Lofthouse said: "Users of the benchmark now have an even more robust and reliable benchmark, calculated where ...

JBWere senior analyst joins Perennial

ALEX BURKE | THURSDAY, 15 MAR 2018

A senior analyst at JBWere is taking on a new role at Perennial after eight years. Hugo Brettingham-Moore joins Perennial as an investment specialist on the retail distribution team in Melbourne. He originally joined JBWere in 2010 as an analyst, having ...

Australia's first OTC trading desk for digital currencies opens

KANIKA SOOD | TUESDAY, 13 MAR 2018

... from next week. Sydney-based Bitcoin and digital currency exchange Independent Reserve will go live with Australia's first OTC digital currency trading desk on Monday, 19 March. The exchange claims to be giving digital currency investors the facilities ...

Perennial to launch active income ETF

ALEX BURKE | THURSDAY, 15 FEB 2018

Perennial is launching an exchange-traded managed fund (ETMF) aimed at delivering a stable monthly income stream. The eInvest Income Generator Fund (ASX: EIGA) will invest in a portfolio of 30-35 Australian companies and, according to Perennial managing ...

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BT appoints new head of strategy

KARREN VERGARA

A former Allianz Retire+ executive has joined BT as the new head of strategy.

ASX sees trade volumes soar in May

MATTHEW WAI

ASX saw a substantial growth in trade volumes last month, despite continued lackluster movement in IPOs.

Otivo launches AI-powered financial advice

MATTHEW WAI

Otivo has launched a mobile app for Australians to access licensed advice powered by AI.

Munro expands access to climate focused fund

VINNY VUCAGO

The Munro Global Growth Climate Leaders PIE Fund has been opened to retail investors in New Zealand.

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