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Showing 5751 - 5760 of 28263 results for "NOT"

Get your ducks in a row before you think of an IPO

KANIKA SOOD  |  THURSDAY, 22 JUL 2021
... company. This could in turn influence whether a listing has a chance of being successful," he said. However, IPO investors should not expect listing financials to quantify with the precision the financial impact that any existing regulatory action could ...

ASIC consults on anti-hawking rules

KANIKA SOOD  |  THURSDAY, 22 JUL 2021
... response to the Hayne Royal Commission, which said hawking meant Australians were getting sold financial products they did not need or want. The consultation is open until August 17. ASIC plans to publish final guidelines in September, for the October ...

Finfluencers ensnare female Millennials

KARREN VERGARA  |  THURSDAY, 22 JUL 2021
... action," he said. Frolov issued a warning to the growing audience as many finfluencers might have a strong finance background, not all are qualified to provide financial advice. For instance, the audience might not know the difference between a finfluencer's ...

Advisers overlook home equity release strategies

KARREN VERGARA  |  THURSDAY, 22 JUL 2021
... Statement of Advice of 15 licensees and 1980 financial advisers. Of the 5000 SOAs produced between 1 July 2019 to 15 May 2021, not one mentioned a home equity release or reverse mortgage as a strategy for consideration. The most dominant pieces of advice ...

Companies failing harassment victims: ACSI

ELIZABETH MCARTHUR  |  THURSDAY, 22 JUL 2021
... her position. "For some time, I struggled with the complicated feelings that arose from the unequivocal fact I got fired for not sleeping with my boss," she said. This particular instance occurred before Szlakowski's time at AMP Capital, where she would ...

CommIF takeover rejected

ELIZABETH MCARTHUR  |  THURSDAY, 22 JUL 2021
... of the IBC Ming Long wrote to investors: "The proposals put forward by Plenary Group, HRL Morrison and Co and Palisade did not exhibit sufficiently compelling or certain benefits to CommIF members to outweigh the uncertainty and risks that would arise ...

ASIC bans adviser, cancels AFSL

ANNABELLE DICKSON  |  THURSDAY, 22 JUL 2021
... best interests of three clients after he failed to make enquiries about their existing superannuation funds and proceeded to not put adequate measures in place to ensure the funds were transferred in accordance with his advice. The corporate regulator ...

Praemium improves non-custodial solution

ANNABELLE DICKSON  |  WEDNESDAY, 21 JUL 2021
... Walker added: "Our research indicates that advisers are feeling the burden of administering these assets and our technology not only does this efficiently but also more accurately. We also offer the option to remove the administration burden completely ...

Modern slavery obligations fall by the wayside: ACSI

KARREN VERGARA  |  WEDNESDAY, 21 JUL 2021
... concerns with supply chain risks rather than modern slavery risks within their operations. Almost 65% of their reporting did not identify any general modern slavery risk areas/factors relating to company operations. ACSI suggests that the lack of quality ...

Looking beyond high-dividend stocks

ANNABELLE DICKSON  |  WEDNESDAY, 21 JUL 2021
... focusing on what might be the high dividend yield stocks in the past," he said. Cappetta said bank dividends are returning but not at the pace investors would expect. "Government and RBA support has meant that earnings and debt provisions have not been ...