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| | | ASIC has provided a roadmap for financial advisers to ensure that they do not breach their limited advice obligations. The corporate regulator has spelled out how not to breach limited advice regulation in the new information sheet INFO 267: Tips for ... |
| | | | ASIC has made a series of appointments to its Markets Disciplinary Panel, adding executives from Barrenjoey and Macquarie Group. With seven members retiring, ASIC has welcomed three new appointees to the peer-review panel which determines whether infringement ... |
| | | | ... FirstWrap. "FirstChoice is very much focused on improving digitisation, straight through processing and speed and accuracy. We are not looking to try to turn FirstChoice into a wrap or changing it into something that it's not. It's really about ... |
| | | | ... executive Peter King said the bank remains committed to remediating past issues. The settlement for the six ASIC cased did not include an ASIC penalty proceeding commenced in April this year over mis-selling of consumer credit insurance. Slater and Gordon ... |
| | | | ... organisation has continued its strong growth trajectory, meeting board areas of community need through different market cycles, not least over the last two years the COVID-19 pandemic," Warne said. "I am pleased that the boards have selected Mr Stevens ... |
| | | | ... is reflected in the firm's experience. "There's a desire to learn more because there is so much to understand and not everyone does things the same way, and it comes back to all the things we talk about when we discuss ETFs... understanding the ... |
| | | | ... funds were traded. ASIC claims Iervasi personally, and through the Courtenay House companies, acquired investor funds and did not invest them for the intended purpose, and went on to pay monthly amounts to investors representing they were returns from ... |
| | | | ... continue to secure the financial futures of our members." The next stage in the merger process would be a Heads of Agreement, not expected until the second quarter of 2022. "UniSuper does not aim to be the biggest fund, it aims to be the best, exceeding ... |
| | | | ... conservative approach, the highest safe withdrawal rates come from portfolios that hold 30% to 60% stock positions. "This occurs not because fixed-income securities are expected to perform particularly well but instead because of stocks' volatility. ... |
| | | | ... legislation, systems, technology, markets, marketing, admin - all in what would be considered a healthy work-life balance I feel is not possible, or at least not sustainable over the long term," he said. Following several discussions with advisers and ... |
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