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Showing 501 - 510 of 3495 results for "compliance"

QMV Legal folds, managing partner to launch new firm

KARREN VERGARA  |  WEDNESDAY, 27 MAR 2024
... Jessica Pomeroy. Steffanoni will launch a new independent business that remains focused on providing legal, risk, and compliance advice to trustees of APRA-regulated superannuation funds. Novigi chief executive Ash Priest said: "QMV Legal has made a ...

UniSuper appoints new head of fixed interest

ANDREW MCKEAN  |  TUESDAY, 26 MAR 2024
... him on board." McCrum's appointment comes a month after the $124 billion industry fund created a lead governance, compliance role filled by Morningstar executive Annika Bradley. In February, the fund also appointed Wade Martin as its new chief risk ...

Perpetual awards State Street subsidiary a major mandate

ANDREW MCKEAN  |  MONDAY, 25 MAR 2024
... Investment Management Solution (Charles River IMS) to manage its domestic and global portfolios, order and execution, compliance, post trade processing and front office data. Perpetual chief operating officer Craig Squires commented that the partnership ...

ASIC's harsh words to directors: 'It's not meant to be easy'

ELIZA BAVIN  |  FRIDAY, 22 MAR 2024
... complying with your directors' duties won't keep you up at night," Longo said. "And you'll go a long way toward meeting the compliance challenges and seeing past them to the opportunities and benefits. "Asking these questions is precisely how the winding ...

ACNC tightens screws on NFPs with complex corporate structures

JAMIE WILLIAMSON  |  THURSDAY, 21 MAR 2024
... "becoming increasingly concerned about the misuse of complex structures, where they may be part of attempts to conceal non-compliance with the ACNC Act and regulations." "Charities are free to use a variety of structures to suit their purpose and we ...

Financial services class actions surge

JAMIE WILLIAMSON  |  WEDNESDAY, 20 MAR 2024
... pursue. "A key theme of these claims is cyberwashing - each case includes allegations relating to statements about compliance with data-handling and cybersecurity obligations. These types of claims are high risk for consumer-facing organisations, especially ...

ASIC ends legal battle: Provide Capital's appeal quashed

ANDREW MCKEAN  |  MONDAY, 18 MAR 2024
... documents from a person or a company. If a person fails to comply with such a request, it can then certify that non-compliance to the Court and seek orders for the required documents. In this case, Provide Capital alleged that ASIC failed to include ...

Majority comply with IDR reporting: ASIC

KARREN VERGARA  |  MONDAY, 18 MAR 2024
... largest financial firms attached to over 60% of the consumer and small business complaints made. "The high level of compliance with this new requirement is encouraging. Firms are reminded of the need to meet this reporting requirement twice per year. ...

Court dismisses ASIC lawsuit against Finder

KARREN VERGARA  |  FRIDAY, 15 MAR 2024
... Finder Earn ceased operating on 24 November 2022. Commenting on the decision, ASIC executive director enforcement and compliance Tim Mullaly said: "ASIC pursued this matter because we considered that this product was being offered without the appropriate ...

ATO refers SMSF auditors to ASIC

JAMIE WILLIAMSON  |  THURSDAY, 14 MAR 2024
... acted against nine SMSF auditors where it believed they did not meet the required standards, including concerns with compliance and assurance standards, independence, registration conditions, and not being a fit and proper person. Of those nine, five ...

Editor's Choice

Mercer Super chief executive steps down

RIDDHIMA TALWANI
Mercer Super chief executive Claire Ross is departing after almost 17 years in senior leadership roles at the retail super fund.

AusFood Super looks to revitalise member engagement

MATTHEW WAI
The $3.5 billion super fund has partnered with InvestStream to launch RetireSmart+, becoming the first super fund to bring an AI-powered engagement experience to some 66,000 members.

L1 Group posts 'marked recovery' in June quarter

RIDDHIMA TALWANI
L1 Group has reported a marked recovery in investment performance in the June quarter.

European PE firm mandates Apostle with Australian distribution

RIDDHIMA TALWANI
Apostle Fund Management has been appointed by European investment firm Triton Partners for the distribution of its credit strategies in Australia and New Zealand.

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