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Showing 531 - 540 of 3495 results for "compliance"

UniSuper appoints chief risk officer

JAMIE WILLIAMSON  |  THURSDAY, 1 FEB 2024
... integral part of our executive leadership team and has made a significant contribution to ensuring UniSuper's risk and compliance are in the best position that they could be," he said. "He leaves UniSuper in a better place with a strong reputation ...

ME Bank fined $820k for misleading borrowers

CHLOE WALKER  |  MONDAY, 22 JAN 2024
... interest-only or fixed-rate period. The bank pleaded guilty to all charges. ASIC executive director for enforcement and compliance Tim Mullaly said that banks are expected to properly notify and update customers who are entitled under the law to receive ...

Standalone laws key to solving legislative 'porridge': ALRC

JAMIE WILLIAMSON  |  FRIDAY, 19 JAN 2024
... are aimed at reducing costs for services providers and consumers, improving productivity, and providing clarity as to compliance requirements and enforcement. The existing legal framework is no longer fit for purpose, the ALRC said. The key recommendation ...

Family offices embrace outsourcing: Study

CHLOE WALKER  |  THURSDAY, 18 JAN 2024
... According to the study, 92% of family office professionals reported increased budgets for outsourced regulation and compliance services in the last two years. However, some customers expressed dissatisfaction with the level of service provided by outsourcers. ...

ASX selected to develop local carbon exchange

RACHEL ALEMBAKIS  |  FRIDAY, 12 JAN 2024
... credits continues to increase with government policy focused on emissions levels and corporates seeking to develop compliance measures and meet both regulated and voluntary emissions targets over the coming years," said ASX managing director and chief ...

Centrepoint Alliance chair resigns after four months

CHLOE WALKER  |  THURSDAY, 11 JAN 2024
... takes effect at the end of the month. In Swanson's place, Centrepoint has appointed its chair of group audit, risk and compliance committee, Georg Chmiel, to the top job. Chmiel, who is the co-founder and chair of major proptech group, Juwai-IQI Holdings ...

Bitcoin ETFs given green light by US regulator

ANDREW MCKEAN  |  THURSDAY, 11 JAN 2024
... decision also doesn't reflect the SEC's stance on the legal status of other crypto assets or the existing non-compliance issues among some market participants. Meanwhile, SEC commissioner Caroline Crenshaw expressed strong dissent, labelling ...

Court fines Linchpin, Endeavour directors

KARREN VERGARA  |  THURSDAY, 11 JAN 2024
... took this case because we believed reasonable steps were not being taken by the directors to comply with their own compliance plan and obtain member approval for loans." "Today's penalties are significant and should act as a reminder to directors of ...

Insignia Financial class action dismissed by court

JAMIE WILLIAMSON  |  MONDAY, 8 JAN 2024
... infrastructure and its Research team, instances of suspected insider trading, plagiarism of third-party research, and further compliance breaches. The action alleged this lack of disclosure resulted in investors paying inflated prices for their shares ...

ASIC, APRA slam premium hikes

KARREN VERGARA  |  FRIDAY, 15 DEC 2023
... stepped premiums," the letter read. The regulators warned insurers to "strengthen their risk management frameworks and compliance assurance around re-rating practices". "Life companies should examine their contracts to ensure that the terms about how ...

Editor's Choice

Mercer Super chief executive steps down

RIDDHIMA TALWANI
Mercer Super chief executive Claire Ross is departing after almost 17 years in senior leadership roles at the retail super fund.

AusFood Super looks to revitalise member engagement

MATTHEW WAI
The $3.5 billion super fund has partnered with InvestStream to launch RetireSmart+, becoming the first super fund to bring an AI-powered engagement experience to some 66,000 members.

L1 Group posts 'marked recovery' in June quarter

RIDDHIMA TALWANI
L1 Group has reported a marked recovery in investment performance in the June quarter.

European PE firm mandates Apostle with Australian distribution

RIDDHIMA TALWANI
Apostle Funds Management has been appointed by European investment firm Triton Partners for the distribution of its credit strategies in Australia and New Zealand.

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