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Showing 4581 - 4590 of 12584 results for "Company"

ANZ and ETFS cut ties

ALEX BURKE  |  THURSDAY, 4 MAY 2017
... changes aside from the removal of a dedicated compliance officer; compliance functions will now be outsourced to Australian company Compliance for Business. The fulltime compliance role was no longer needed, he explained, because its primary function ...

AFA recruits for professionalism

JAMIE WILLIAMSON  |  THURSDAY, 4 MAY 2017
... welcome Vogel. "She is a highly-qualified lawyer with over 30 years' legal experience including as general counsel and company secretary for listed and unlisted organisations. Vogel's primary role with the AFA is to develop the AFA's Professional Standards ...

AllianceBernstein sees global leadership shake-up

KARREN VERGARA  |  WEDNESDAY, 3 MAY 2017
... abruptly overhauled its global leadership team, replacing its chief executive and appointing three new directors. Parent company AXA Financial terminated chief executive Peter Kraus and appointed Seth Bernstein as president and chief executive, while ...

Unlicensed financial services' provider convicted

EMMA RAPAPORT  |  WEDNESDAY, 3 MAY 2017
... operated by Ross whereby his clients transferred superannuation funds into newly created SMSFs. The SMSFs lent funds to Ross' company and then an amount, less a fee, was loaned by either Ross' company or personally by Ross back to the trustees of the ...

Shaw and Partners appoints CIO

KARREN VERGARA  |  TUESDAY, 2 MAY 2017
... co-chief executive Earl Evans. Crabb will also take a lead role in leading the branding and marketing direction of the company. Evans commented the firm is at a point where its investment offering is now significantly broader and its advisers are providing ...

AUSTRAC launches tool to help advisers fight terrorism

ALEX BURKE  |  TUESDAY, 2 MAY 2017
... relationship, such as when a client might enquire as to whether their planner accepts large cash deposits or can advise on complex company/trust structures. They can also appear when collecting and analysing client information, which may reveal inconsistent ...

MainstreamBPO chief steps down

JAMIE WILLIAMSON  |  TUESDAY, 2 MAY 2017
... Johnston stepped down effective immediately. Johnston indicated his desire to move away from the day-to-day management of the company. The MainstreamBPO board announced co-founder and chief executive of its FundBPO business, Martin Smith, as Johnston's ...

Poor compliance sees AFSL suspended

JAMIE WILLIAMSON  |  MONDAY, 1 MAY 2017
... nature of services provided by Australia Wealth Capital Group though a search of the regulator's AFSL Register shows the company was previously authorised to provide a number of services including general financial product advice and custodial or depository ...

Ellerston and Coombe buy Austock stake

JAMIE WILLIAMSON  |  MONDAY, 1 MAY 2017
... positively to its growth through its experiences and expertise in the funds management industry and in supporting the company's strategic intent," O'Sullivan said. Austock will also welcome industry veteran Robert Coombe as a director on its board following ...

100 days of Trump (and counting)

BENJAMIN ONG  |  MONDAY, 1 MAY 2017
... (although they remain in the "I promise" box still). It's not difficult to understand Wall Street's approval of Trump. Company earnings are rising. Thomson Reuter I/B/E/S estimates that S&P 500 companies' profits have risen by 13.6% in the first quarter ...