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Showing 4501 - 4510 of 28259 results for "NOT"

HNWs shunning professional advice: Research

CHLOE WALKER  |  TUESDAY, 20 SEP 2022
... relationship for confirming their own investment choices. This number rose from 52% last year. Top reasons given by HNWs for not seeking advice were that they prefer to seek advice only when they need it (39%) and believe they can manage their own financial ...

Research explores advice industry's maturation

ANDREW MCKEAN  |  TUESDAY, 20 SEP 2022
New research has measured the progress made towards achieving recognised professional status within the Australian financial advice sector. An academic article authored by financial adviser and researcher Ben Neilson noted that advisers have recently ...

Super funds more likely to recall shares for proxy votes: Research

RACHEL ALEMBAKIS  |  TUESDAY, 20 SEP 2022
... to the research. "These findings lend credibility to institutional investors," Ang said. "It shows that the super funds are not the bad guys. They're recalling shares in time for voting because they see the value in being part of corporate governance." ...

Former financial adviser pleads guilty

CASSANDRA BALDINI  |  TUESDAY, 20 SEP 2022
... lodged without the knowledge or authorisation of Picture Wealth and four clients. At the time of offending, Wertheimer was not authorised by Picture Wealth or any other AFSL to provide financial services to clients. The first charge carries a maximum ...

Dixon Advisory pays $7m for poor advice

JAMIE WILLIAMSON  |  TUESDAY, 20 SEP 2022
Dixon Advisory will pay $7.2 million for providing inappropriate advice and not meeting client best interests obligations. The Federal Court found that six Dixon Advisory representatives did not act in the best interests of eight clients on 53 occasions. ...

Link rejects latest Dye & Durham proposal

ANDREW MCKEAN  |  MONDAY, 19 SEP 2022
... it's unable to recommend the latest Dye & Durham offer and intends to evaluate alternatives for the business should it not eventuate. Recently, the UK's Financial Conduct Authority (FCA) approved Dye & Durham's takeover of Link Group. However ...

AMG Super to rebrand

JAMIE WILLIAMSON  |  MONDAY, 19 SEP 2022
... Acclaim Invest. The superannuation fund will retain the AMG Super name and branding. "Although we are changing our brand, we are not changing what we do best - providing flexible, high-quality superannuation products and great service," AMG Super said. ...

Consultation opens on crypto regulation bill

ANDREW MCKEAN  |  MONDAY, 19 SEP 2022
... investment promotion. He added that Labor and minister for financial services Stephen Jones had failed Australian consumers by not already releasing a draft bill. Ensuing these perceived inadequacies, Bragg said: "As a result of the government's ...

Regal Partners secures $420m mandate

CASSANDRA BALDINI  |  MONDAY, 19 SEP 2022
... funds under management (FUM) end of August sat at $5.0 billion, up from $4.7 billion end of June. It advised the mandate was not included in the August FUM number and will be incorporated in the next quarterly FUM update in mid-October On the continued ...

Ethereum merge: What it means for crypto

ANDREW MCKEAN  |  FRIDAY, 16 SEP 2022
... successful Ethereum merge is an audacious feat of technical innovation." "Years in the planning, it demonstrates the robustness not just of the Ethereum network but also the viability of blockchain technology. For today, this event can indicate to investors ...