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Showing 4041 - 4050 of 9819 results for "Advisers"

OneVue and managed account provider add scale to advice firm

JAMIE WILLIAMSON  |  THURSDAY, 26 APR 2018
... OneVue its work with Kuda Wealth and Watershed demonstrates how a partnership can transform an advice business and the way advisers work with clients.

Royal Commission grills professional associations

KARREN VERGARA  |  THURSDAY, 26 APR 2018
... sanctions imposed on other members) from the public and keep findings confidential. In 2012 and 2014, the CRC identified advisers who breached codes of conducts and whose names have been supressed. She asked: Why should these members be entitled to confidentiality? ...

High profile adviser under fire

JAMIE WILLIAMSON  |  THURSDAY, 26 APR 2018
... financial advice from Henderson in late- 2016, having come across Henderson's name as the 2016 Association of Financial Advisers' Practice of the Year winner. She said she was also motivated by the fact that she had regularly seen Henderson on television ...

IOOF updates market on ANZ wealth sale

KARREN VERGARA  |  TUESDAY, 24 APR 2018
... on adviser misconduct, and often blamed its systems and processes for failing to adequately monitor in-house financial advisers and authorised representatives. IOOF said ANZ has provided various indemnities "in favour of IOOF in relation to liability ...

AMP kept unsuspecting clients in the dark: RC

KARREN VERGARA  |  TUESDAY, 24 APR 2018
... remediation program and lumped into a pool of other potentially affected clients that suffered financial detriment from risky advisers. Britt said 14 reviews have been completed, but had no idea the exact number in the pool. Going through every file ...

Royal Commission singles out 325 NAB staff cutting corners

ALEX BURKE  |  TUESDAY, 24 APR 2018
The Royal Commission referred today to a breach report concerning 325 NAB staff, including 204 financial advisers, who were involved in incorrectly witnessing client forms. This finding came out of a line of questioning involving a particular adviser ...

XTB launches ESG fixed income portfolio

KANIKA SOOD  |  MONDAY, 23 APR 2018
... profile that is safer than equities and hybrids. It will charge an investment management fee of 0.275%. Ethical Investment Advisers principal financial adviser Karen McLeod has supported XTBs, in a statement released by the manager. The XTB managed portfolio ...

Praemium appoints managed accounts expert in new role

JAMIE WILLIAMSON  |  MONDAY, 23 APR 2018
... administration service which is currently in development. A spokesperson for Praemium confirmed: "The SMSF solution will allow advisers to offer a complete SMSF proposition to their clients. Praemium will help administer and complete all the necessary ...

ANZ blames systems for inadequate controls: RC

KARREN VERGARA  |  MONDAY, 23 APR 2018
ANZ has blamed its systems and processes for failing to adequately monitor in-house financial advisers as well as its authorised representatives within three of its aligned dealer groups. Week two of the Royal Commission tasked with scrutinising advice ...

Millennials faring well financially: BTFG

HARRISON WORLEY  |  MONDAY, 23 APR 2018
... saved the income of at least one month. Ashenden added that it was good to see millennials engaging with professional advisers. "It's good to see that younger cohorts are relying on the money experts to preserve and grow their money. Having the right ...