Search Results | Showing 4021 - 4030 of 9819 results for "Advisers" |
| | | Financial Standard's latest roundtable event turned attention to how fund managers, financial advisers, researchers and analysts build investment portfolios for market crises. SQM Research head of research Robert da Silva says behavioural insights over ... |
| | | | ... non-compliant offers. The Australian Securities and Investments Commission is sending enquiries to ICO issuers and their advisers whose conduct or statements may be misleading to investors. As a result, some issuers have halted their ICOs or promised ... |
| | | | ... deal with complaints about financial firms including banks, credit providers, insurance companies and brokers, financial advisers, managed investment schemes and superannuation trustees." "It will operate significantly higher monetary and compensation ... |
| | | | ... Rowena Orr said the testimonies provided by the Financial Planning Association of Australia, the Association of Financial Advisers and ASIC gave rise to numerous questions around the adequacy of existing laws and policies. It also raised concerns around ... |
| | | | ... financial advice; even the demographics not typically drawn to independent advice are more likely to turn towards independent advisers when they learn their bank might have sold them products that are not in their best interest, GlobalData wealth management ... |
| | | | ... platforms." She argued that if there were a separation between platform operators and advice licensees, it would follow that advisers - acting in their clients' best interests - would "place pressure on the platform operators to charge competitive fees ... |
| | | | ... on Financial Adviser Standards and Ethics Authority proposals which aim to increase education standards for financial advisers. So far members are not pleased. De Gori added the FPA would be "advocating for the study completed by these members to be ... |
| | | | ... disappointed by the issues at hand and am particularly concerned for the impact they have had on our customers, employees, advisers and shareholders," Brenner said. "As chair, I am accountable for governance. I have always sought to act in the best interests ... |
| | | | ... officer - consumer and wealth Andrew Hagger fronted the Royal Commission, whose line of questioning zeroed in on how NAB advisers witnessed client forms. 325 NAB staff, including 204 financial advisers, were involved in witnessing client forms incorrectly. ... |
| | | | ... follow suit, with chief executive Bill Watson saying: "We call on other superannuation funds, fund managers and proxy advisers to follow the lead of ACSI and send a message to the industry that the types of practices perpetrated by AMP and recently uncovered ... |
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