Search Results | Showing 21 - 30 of 33 results for "Meritum" |
| | ... Tribunal (AAT) has upheld ASIC's decision to ban a financial adviser from providing financial services for five years. Former Meritum Financial Group adviser, Alfie Chong, was initially banned by ASIC for a range of misconduct issues including: providing ... |
| | | A financial adviser linked with National Australia Bank (NAB) owned Meritum Financial Group has been banned for six years by the Australian Securities and Investments Commission (ASIC). NAB has welcomed ASIC's action against Mark Tidbury after the bank ... |
| | | ... in the evolution of our business." NAB Wealth Advice Partnerships operates five aligned licensee businesses - Apogee, Meritum, MLC Financial Planning, Garvan and Godfrey Pembroke - and includes more than 600 self-employed advice businesses, with more ... |
| | | ... his banning, Zelka worked for NEO Financial Solutions. Another NEO adviser, Alfie Chong, who formerly with NAB-aligned Meritum Financial Group, was also banned by ASIC in September. |
| | | ASIC has banned a former adviser from Meritum Financial Group, which is wholly owned by NAB. Alfie Chong worked at Meritum from September 2005 to March 2006, and then July 2007 to June 2014. During that time, ASIC has alleged that Chong engaged in a ... |
| | | ... Financial, FSS Advisory, AMP-owned Genesys Wealth, HSBC Bank Australia, Madison Financial Group, MASU Financial Management, Meritum Financial Group, Sentry Financial Services and Westpac Banking Corporation. Since then, the licensees committed to measures ... |
| | | ... aligned advice dealerships, including Apogee, MLC Financial Planning, Godfrey Pembroke, Garvan Financial Planning and Meritum. Smith leaves MLC after less than a year in the role, though he has been with NAB/MLC since last century. He leaves the bank ... |
| | | ... Wealth increased its salaried and licensee adviser numbers by 11 per cent to 1727 with 113 coming from the acquisition of Meritum Financial Group and 59 coming from new adviser recruitment. Last month, Craig Meller, head of financial planning, AMP, dismissed ... |
| | | MLC has completed its purchase of Meritum Financial Group, a planning group that MLC inherited as part of its Aviva acquisition. MLC acquired a minority ownership stake in Meritum as part of its acquisition of Aviva Australia, who was a stakeholder ... |
| | | ... Aviva elect to sell the stake. While NAB/MLC did not snap up the PIS stake, the group took on Aviva's minority stakes in Meritum Financial Group, Financial Technology Securities, Infocus Wealth Management and AG Private Advisory. "As part of the acquisition ... |
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