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Showing 381 - 390 of 639 results for "EMA"

ASIC permanently bans 'tombstoning' adviser

LAURA MILLAN  |  WEDNESDAY, 16 APR 2014
The Australian Securities and Investments Commission (ASIC) has permanently banned financial adviser Pavan Vyas engaging in credit activities after he was convicted for dishonest conduct. Vyas was found guilty of 'tombstoning', a practice that involves ...

Latest Financial Standard issue available on the iPad app

STAFF WRITER  |  MONDAY, 7 APR 2014
The latest Financial Standard issue available on the iPad app. In the latest edition of Financial Standard, we look at misconceptions over the size of self-managed superannuation Fund (SMSF) viability. We also look at the UK government's decision to ...

Lawyer exposes ASIC favours to big players

LAURA MILLAN  |  THURSDAY, 3 APR 2014
Former Australian Securities and Investments Commission (ASIC) lawyer James Wheeldon has revealed the regulator gave favourable treatment to the big end of the market. Wheeldon appeared yesterday at a public hearing of the Senate inquiry into the performance ...

Latest Financial Standard issue available on the iPad app

STAFF WRITER  |  MONDAY, 24 MAR 2014
In the latest edition of Financial Standard, we look at how much industry funds spend on advertising and investigate the insurance industry's "perfect storm.A We also speak to Westpac's general manager of bank financial planning Mike Chesworth for our ...

Get set for FICAP's 'Who wants to be a RockStar' tonight

STAFF WRITER  |  THURSDAY, 20 MAR 2014
In a few short hours the wait will be over as the financial services industry rocks out in the name of charity at the Financial Industry Community Aid Program's (FICAP) annual 'Who wants to be a RockStar event'. Tonight's event will see 10 budding RockStars ...

Auction items for FICAP announced

ALICE URIBE  |  FRIDAY, 14 MAR 2014
A chance to play AFL on the SCG before a A Sydney Swans home match is just one of the prizes up for grabs at the live auction that will take place at the annual Financial Industry Community Aid Program (FICAP) "Who Wants to be a RockStar" event to be ...

Latest Financial Standard issue available on the iPad app

STAFF WRITER  |  MONDAY, 10 MAR 2014
In the latest edition of Financial Standard, we look at whether longevity insurance is the key to making retirement funds go the distance. We also investigate why the much-vaunted Asia Funds Passport might not get off the ground andA we speak to MetLife ...

Financial Adviser convicted of 'tombstoning': ASIC

HARRY PAGE  |  THURSDAY, 6 MAR 2014
The Australian Securities and Investments Commission (ASIC) has convicted Pavan Vyas for dishonest conduct after pleading guilty to 'tombstoning'. In August 2013, Vyas pleaded guilty to two charges of dishonest conduct after 'tombstoning', which involves ...

FICAP's "Who Wants to be a RockStar" sells out

STAFF WRITER  |  MONDAY, 3 MAR 2014
The annual FICAP "Who Wants to be a RockStar" event has sold out with record support led by platinum sponsors ANZ, Challenger, Colonial First State and Perpetual. The event to be held at the Beresford Hotel in Sydney on Thursday 20 March sees members ...

AIA pays advisers to move to hybrid commission

LAURA MILLAN  |  THURSDAY, 27 FEB 2014
AIA Australia will pay advisers who move to a hybrid commission model, despite the Australian Securities and Investments Commission (ASIC) concerns on inappropriate insurance switching. The insurer said that a hybrid structure could increase the value ...