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Showing 331 - 340 of 1464 results for "Investments Commission"

CBA's Narev leaves key questions unanswered

LAURA MILLAN  |  FRIDAY, 4 JUL 2014
... many as nine financial advisers labelled as "high risk" by the bank and by the Australian Securities and Investments Commission (ASIC) were still working at CBA. "The people still working here are not giving bad advice," he noted, and added that they ...

ASIC jails AMP former adviser

HARRY PAGE  |  THURSDAY, 3 JUL 2014
... has been jailed for 13 years after being convicted for 181 counts of theft. The Australian Securities and Investments Commission (ASIC) has permanently banned former Tina Louise McPhee in the wake of the conviction. McPhee, a South Australian adviser ...

CBA opens up compensation review to all advice clients

LAURA MILLAN  |  THURSDAY, 3 JUL 2014
... after the Senate Economics Committee issued the report on the inquiry into the Australian Securities and Investments Commission (ASIC), which was critical of the bank's management of its financial planning arm and recommended setting up a Royal Commission. ...

Inquiry sees spike in demand for legal action against CBA

LAURA MILLAN  |  WEDNESDAY, 2 JUL 2014
... Economics Committee issued the report of the inquiry into the performance of the Australian Securities and Investments Commission (ASIC). Ivantsoff revealed that Shine Lawyers has set up a dedicated team of people that has attended over 100 inquiries ...

CBA needs to"lift its game": Treasurer

LAURA MILLAN  |  MONDAY, 30 JUN 2014
... restitution." The Senate Economics Committee inquiry into the performance of the Australian Securities and Investments Commission (ASIC) was prompted by the regulator's failure to address cases of alleged fraud, document forgery and improper advice within ...

Trio-linked fund manager jailed for 25 months

JAMES FERNYHOUGH  |  MONDAY, 30 JUN 2014
... offences, and will serve 15 months in jail before being eligible for parole. Australian Securities and Investments Commission (ASIC) Commissioner John Price said, "Mr Maher's conduct fell below an acceptable standard. "Gatekeepers, like directors, company ...

Senate inquiry reccommends Royal Commission into CBA

LAURA MILLAN  |  THURSDAY, 26 JUN 2014
... report that gathers the conclusions of the inquiry into the performance of the Australian Securities and Investments Commission (ASIC). The inquiry was prompted by the regulator's failure to act on whistleblower information that there were cases of serious ...

Super funds procrastinate on holdings disclosure

JAMES FERNYHOUGH  |  THURSDAY, 26 JUN 2014
... portfolio look through requirements in their original form, to be regulated by the Australian Securities and Investments Commission (ASIC) rather than the Australian Prudential Regulations Authority (APRA), were extremely thorough, requiring public disclosure ...

Retail funds also guilty of 'Compare the Pair' vagueness

JAMES FERNYHOUGH  |  THURSDAY, 26 JUN 2014
... language of their superannuation advertising campaigns, following a ruling by the Australian Securities and Investments Commission (ASIC) over use of the term 'average' in reference to super funds. Both BT Super for Life and ANZ Smart Choice Super have ...

Investors should take responsibility for themselves: Medcraft

LAURA MILLAN  |  WEDNESDAY, 25 JUN 2014
... Individual responsibility remains a core part of the financial services system, the Australian Securities and Investments Commission (ASIC) chairman Greg Medcraft said, ahead of the Senate report on the inquiry into the regulator. The Senate Economics ...