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Showing 3391 - 3400 of 9818 results for "Advisers"

ASIC chases licensee over conflicted remuneration

HARRISON WORLEY  |  THURSDAY, 13 JUN 2019
... Queensland's Isle of Capri and led by founder, managing director and head SMSF adviser Justin Beeton. It has two other financial advisers attached to its licence. According to its website, The SMSF Club is "a membership program designed to help people ...

DomaCom launches senior equity release product

ELIZABETH MCARTHUR  |  THURSDAY, 13 JUN 2019
... investment platform has released a first of its kind senior equity release product for Australia, targeting financial advisers working with clients over 60. DomaCom's senior equity release product launched this week with an accreditation course that ...

CBA sells advice dealer group

JAMIE WILLIAMSON  |  THURSDAY, 13 JUN 2019
... Rainmaker analysis of the ASIC Financial Adviser Register, as of this morning Count Financial is home to 351 active financial advisers. CBA will continue to support and manage customer remediation matters arising from past issue at Count Financial, including ...

International firm acquires advice group

JAMIE WILLIAMSON  |  WEDNESDAY, 12 JUN 2019
A national financial advice group with more than 120 advisers on its books is to be acquired by a major Canadian wealth manager. Patersons Securities is being purchased by Canaccord Genuity via its Australian operations, Canaccord Financial Group. As ...

Industry veterans recognised

ELIZABETH MCARTHUR  |  TUESDAY, 11 JUN 2019
... Birthday Honours list this weekend. The 2019 Queen's Birthday Honours included investment professionals, financial advisers, banking professionals and superannuation law specialists, recognising them for their contribution to the industry. ECP Asset ...

Industry fund appoints advice GM

KANIKA SOOD  |  FRIDAY, 7 JUN 2019
... for business development, defined benefit, financial planning, insurance and claims, product and accredited financial advisers. "Lisa has more than 15 years' experience in financial services and understands the importance of assisting members to ...

Wills and BDBN raise adviser interest

KARREN VERGARA  |  FRIDAY, 7 JUN 2019
... member dies without a binding death benefit nomination (BDBN). Another common question Chu comes across from financial advisers is how they help ensure the funds in an SMSF are distributed in accordance to the wishes of their clients. "It is not always ...

SEC adopts retail investor protection package

KARREN VERGARA  |  THURSDAY, 6 JUN 2019
... Securities and Exchange Commission has adopted a package of fiduciary rules to protect retail investors from financial advisers who put their self-interests first. Under the new rules called Regulation Best Interest and Form CRS Relationship Summary ...

Advisers not prepared for exam: AFA

ELIZABETH MCARTHUR  |  THURSDAY, 6 JUN 2019
Association of Financial Advisers general manager of policy and professionalism Phil Anderson has labelled the 600 advisers sitting the first exam as "brave", fearing they are underprepared. Anderson believes the advisers taking the exam in the first ...

Advisers losing female clients

ELIZABETH MCARTHUR  |  THURSDAY, 6 JUN 2019
Female financial advice clients aren't getting the support they need from financial advisers, putting client books at risk. Appearing at the Sydney leg of the Association of Financial Advisers' National Roadshow yesterday, financial adviser and 2018 ...