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| | | ... financial advisers, when they were operating under, Dixon Advisory Superannuation Services (DASS), gave unsuitable advice that did not consider clients' particular needs or entire financial circumstances. In addition to DASS, Shine brought the proceedings ... |
| | | | ... regulator's update highlighted its actions from July to September, including a civil penalty imposed on AustralianSuper for not merging duplicate accounts, a lapse that led to members incurring $69 million in fees. However, ASIC's scrutiny extends beyond ... |
| | | | ... and firing of managers, tracking, reporting and managing risk, regulatory reporting." Helyar said whilst these themes are not unique to APAC, firms in this region don't face the same level of complexity in their operating models when compared to older ... |
| | | | ... rating and research company, to make sure that people nominated are employed at companies that meet minimum ESG criteria. It is not mandatory to be a participant in an ESG-leading company to qualify for nominations, but FS Sustainability will use ISS ... |
| | | | ... biggest fall in the MySuper benchmark fee since 2014," Antil said. "Of the MySuper products, fees are now level for retail and not for profit funds." Regarding MySuper products, not-for-profit funds generally have lower administration fees, in contrast ... |
| | | | Australian Unity entered into a strategic alliance, selling its financial advice business to AZ NGA-owned advisory firm Nestworth and Fortnum Private Wealth. AZ NGA, through Nestworth, will acquire Australian Unity's employed adviser and corporate superannuation ... |
| | | | ... ordinary shares). "We are looking forward to collaborating further with Complii," Orrock said. "We believe this partnership will not only enhance our combined service offering to the financial services market but will strengthen client relationships ... |
| | | | ... Australia banking and capital markets leader Sam Garland said this isn't the case. "Clearly, rising mortgage rates are not fun and very difficult to deal with. However, there has never been a more competitive time for lending and deposits," he told ... |
| | | | ... clients will lose the benefit of his skills as will the companies to which he has provided his services. Third, his conduct did not harm a client and, it has to be conceded it did occur in unusual circumstances. These factors are relevant to an assessment ... |
| | | | ... advice fees agreed between a member and their financial adviser from a member's account and ensure that such fees are not paid in breach of the SIS Act and are not taxable benefits for members. It also seeks to simplify and clarify the provisions ... |
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