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Showing 3181 - 3190 of 28255 results for "NOT"

ASIC investigates iExtend over possible unlicensed conduct

CHLOE WALKER  |  THURSDAY, 23 NOV 2023
... provide any documents and information reasonably requested by ASIC. ASIC's acceptance of the court enforceable undertaking does not affect its power to investigate, conduct surveillance or pursue a criminal prosecution or its power to lay charges in ...

Quality is worth paying for in 2024: UBS

CHLOE WALKER  |  THURSDAY, 23 NOV 2023
... think weaker growth should contribute to lower interest rate expectations," it said. "Market expectations that the Fed will not cut rates below 4% within the next five years are overly hawkish in our view. And in an uncertain world, we believe government ...

Praemium plummets on weak financial outlook

ANDREW MCKEAN  |  THURSDAY, 23 NOV 2023
Praemium's stock tumbled following a projected revenue margin decline and higher operating costs announced at yesterday's 2023 annual general meeting. The wealth platform updated its financial outlook indicating that its average revenue margin ...

Key advice reforms still coming, Jones promises

JAMIE WILLIAMSON  |  WEDNESDAY, 22 NOV 2023
... he said. "... we want to ensure that, as we go forward and release all this stuff, that it's had good technical input, not only on the policy design but the legislation design as well. "I believe the mistakes in this policy space in the last few ...

Small, large entity regulation needs balance: APRA

KARREN VERGARA  |  WEDNESDAY, 22 NOV 2023
... major banks are raking in massive profits from a higher interest rate environment, many smaller players here and overseas are not in the same boat, particularly as capital markets costs soar. The fact that AMP Bank announced an overhaul to a digital ...

ASIC freezes out former Magnolia Capital director

ANDREW MCKEAN  |  WEDNESDAY, 22 NOV 2023
ASIC has banned former Magnolia Capital Group director Mitchel Atkins from managing corporations and providing financial services. Atkins was a director of Magnolia Capital, which went bankrupt in 2022, owing unsecured creditors millions of dollars. ...

Paraplanners unfazed by QAR, AI: Survey

KARREN VERGARA  |  WEDNESDAY, 22 NOV 2023
The majority of paraplanners are not worried about artificial intelligence or the Quality of Advice Review potentially making their roles redundant, according to a new survey. This year's Paraplanner Hub and Tanngo survey finds that most paraplanners ...

SEC sues Kraken exchange again

CASSANDRA BALDINI  |  WEDNESDAY, 22 NOV 2023
... corporate penalties in US history," he said. "The message here should be clear, using new technology to break the law does not make you a disruptor, it makes you a criminal." Secretary of the Treasury Janet Yellen added that Binance turned a blind eye ...

Inaugural FAAA award winners named

CASSANDRA BALDINI  |  WEDNESDAY, 22 NOV 2023
... Burcheart founder and managing director Sacha Burchgart the Adviser of the Year. According to the FAAA, the judges said that not only is Burchgart highly technically competent, but also always strives for excellence through her strong client-first approach. ...

Private market deal activity set to persist amid high-rates: Aviva

ANDREW MCKEAN  |  TUESDAY, 21 NOV 2023
... Grady commented last month that as 2023 draws to a close, peak interest rates in major global economies may be imminent, if not already there. "The market now seems to be concentrated with the idea of higher for longer, a theme that will likely play ...