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Showing 3011 - 3020 of 6696 results for "Securities"

Former Deutsche AM CEO joins Brookvine

JAMES FERNYHOUGH  |  WEDNESDAY, 10 JUL 2013
... Schroders and at Tyndall Investment Management. He also worked alongside Brookvine chief executive Steven Hall at ipac Securities in the eighties. O'Brien said of Brookvine: "They're a great group of people, we have really interesting strategies to discuss ...

BNP Paribas MD departs, successor announced

JAMES FERNYHOUGH  |  WEDNESDAY, 10 JUL 2013
BNP Paribas Securities Services managing director, Australia and New Zealand, Pierre Jond will return to Paris at the end of 2013. He will be succeeded by Peter Baker, currently head of client strategy and communication at BNP Paribas. BNP Paribas has ...

ASIC winds up insolvent derivatives issuer

MARK SMITH  |  TUESDAY, 9 JUL 2013
The Australian Securities and Investments Commission (ASIC) has obtained orders in the Federal Court to wind up Sydney-based derivatives issuer Apex Derivatives. Apex promoted trading in forex and contracts for difference (CFD) derivatives via its website. ...

Buffett gives $2 billion to Gates Foundation

MARK SMITH  |  TUESDAY, 9 JUL 2013
... foundation and 1.2 million share to each of his three children's' foundations. According to an announcement on the Securities and Exchange Commission, Buffett converted 14,000 class A shares to 21 million class B shares on 5 July to complete the donation. ...

Infrastructure boom set to continue

MARK SMITH  |  MONDAY, 8 JUL 2013
... returns, but with lower volatility, according to the Lonsec Research review of the asset class. The Lonsec Infrastructure Securities Sector Review, which covered nine infrastructure securities funds, found the majority of funds providing solid single ...

Parametric appoints new Australian CEO

MARK SMITH  |  MONDAY, 8 JUL 2013
... to that, he was director of business development at Russell Investments. He has also held positions at BNP Paribas Securities Services, JPMorgan Investor Services and BT Funds Management. Based in Sydney, Briant will report to Brian Langstraat, Parametric's ...

ASIC bans Gateway Financial adviser permanently

LAURA MILLAN  |  MONDAY, 8 JUL 2013
The Australian Securities and Investments Commission (ASIC) has permanently banned a former Gateway Financial adviser, which is an authorised representative of Titanium Planners. Joshua John Doyle from Bradbury, New South Wales, has been permanently ...

ASIC to focus on analyst briefings

LAURA MILLAN  |  MONDAY, 8 JUL 2013
The Australian Securities and Investments Committee (ASIC) will be focusing on communications between the companies and the investment analysts that cover their stock as part of a surveillance program. ASIC will be working to raise awareness of the ...

Kenyon Partners to get new name by October

LAURA MILLAN  |  MONDAY, 8 JUL 2013
... the company's chief executive Paul Tynan has confirmed. Kenyon Partners has submitted four names to the Australian Securities and Investments Committee (ASIC), and will most likely change its name and brand on October 1, 2013. Tynan told Financial Standard ...

Magellan boosts performance fees

LAURA MILLAN  |  FRIDAY, 5 JUL 2013
... year 2013 and the second best performing of the All Ordinaries Index. Magellan reported yesterday at the Australian Securities Exchange (ASX) that its total estimated performance fee revenue for financial year 2013 was approximately $28.9 million, from ...