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Showing 2991 - 3000 of 6696 results for "Securities"

Bravura directors recommend Ironbridge buyout

LAURA MILLAN  |  THURSDAY, 18 JUL 2013
... shares and it has offered to buy the rest for $0.28 cash per share. The proposal made public today at the Australian Securities and Exchange (ASX) includes also the acquisition by Stokholm Solutions of all shares held by Ironbridge on a separate sale ...

FPA sets out opposition to self-education cap

LAURA MILLAN  |  THURSDAY, 18 JUL 2013
... (TASA) demands that planners become registered tax agents if they give tax advice and at the same time, the Australian Securities and Investments Commission (ASIC) has recently issued consultation paper CP212 that proposes to increase competency and ...

Perth mortgage broker permanently banned

LAURA MILLAN  |  THURSDAY, 18 JUL 2013
The Australian Securities and Investments Commission (ASIC) has permanently banned a Perth-based mortgage broker. An ASIC investigation found that he had falsified a letter stating finance approval had been provided for a client and then forwarded it ...

FIIG to manage $30m bond issue for listed childcare company

MARK SMITH  |  THURSDAY, 18 JUL 2013
Fixed income broker FIIG Securities will be the sole lead arranger for listed childcare provider G8 Education's latest wholesale bond issue. The ASX200 child services specialist aims to raise a minimum of $30 million from the bond issue. The bond issue ...

ASIC orders further PIS scrutiny over compliance concerns

LAURA MILLAN  |  WEDNESDAY, 17 JUL 2013
... in a major enforceable undertaking (EU). The EU came to an end on March 2012 and PIS presented it to the Australian Securities and Investments Commission (ASIC) on December 2010. ASIC said that it had concerns that compliance and audit functions required ...

ASIC's powers heightened under FoFA

LAURA MILLAN  |  WEDNESDAY, 17 JUL 2013
The Australian Securities and Investments Commission (ASIC) will act more strongly on cases of misconduct in the wake of Future of Financial Advice (FoFA) the regulator said. The new FoFA regulation has allowed ASIC to take civil penalty actions, whereas ...

OneVue strenghtens platform offering

LAURA MILLAN  |  WEDNESDAY, 17 JUL 2013
... margin loans and custodial shares on the platform. It will give them access to around 800 managed funds, all Australian Securities Exchange (ASX) listed securities including 70 exchange traded funds, 21 term deposit providers and over 30 separately managed ...

Bell Potter expands research team

JAMES FERNYHOUGH  |  WEDNESDAY, 17 JUL 2013
Stockbroking firm Bell Potter Securities Limited has expanded its research team with two senior appointments. Di Brookman takes the role of senior oil and gas analyst, while Chris Savage becomes senior industrials analyst. Brookman has worked as a senior ...

Japanese broker enters Australian market

JAMES FERNYHOUGH  |  WEDNESDAY, 17 JUL 2013
Japanese brokerage firm Invast Securities has launched its Australian operation after gaining its licence from the Australian Securities and Investments Commission (ASIC). Under chief executive Brendan Gunn, Invast Australia will offer various trading ...

CBA and HSBC change 'misleading' ads

MARK SMITH  |  WEDNESDAY, 17 JUL 2013
... and HSBC Bank have changed their advertising for structured products aimed at retail investors after the Australian Securities and Investments Commission (ASIC) said they were potentially misleading. CBA's flyer compared investing $100,000 directly in ...