Search Results | Showing 11 - 20 of 3495 results for "compliance" |
| | | ... since October 2022. She will continue overseeing the prudential regulator's banking supervision, strategy, risk and compliance functions. Bradbury brings more than 25 years of experience across economic policy and financial regulation, and currently ... |
| | | | ... promotes itself as an Australian financial services licensee, specialising in authorised intermediary, trustee and compliance services. It was founded in 2016 and based on the Gold Coast in Queensland. On LinkedIn, Hermanus van Zyl is listed as the director ... |
| | | | ... of mental health cover in standard form contracts, even if consistent with the DDA. Kell also advised the Life Code Compliance Committee should consider a review in this area prior to the next review. Commenting, Kell said the review is crucial to provide ... |
| | | | ... LinkedIn. "ASIC has not alleged dishonesty, fraud, or intentional misconduct in my case. The concerns raised relate to compliance and competence judgements, not integrity. I accept both parts of that: I am relieved there are no integrity findings, and ... |
| | | | ... October 2021 and 30 September 2024. One key limitation of Mercer's incident system was its governance, risk and compliance (GRC) database, where incidents were recorded, assessed and tracked, lacked the functionality to identify when an investigation ... |
| | | | ... of options, and greater oversight of advisers using the platforms. The standard commences on 1 July 2026, with full compliance required from 1 January 2027. FSC platform members, who will be bound by the standard, represent around 89% total platform ... |
| | | | ... parties without the required prior approval of scheme members. Additionally, the directors did not abide to the "Shield Compliance Plan" by failing to obtain valuations of the assets of Shield and manage conflicts of interest involving Chiodo and Frolov. ... |
| | | | ... annuity provider named Norlena Brouwer as its chief risk officer. She spent over a year as head of business risk and compliance for enablement, transformation and performance at Aware Super. |
| | | | ... 94% of business said they were confident their systems could support the reforms, concerns remain around cashflow, compliance and administration. Cashflow emerged as the most significant challenge, with 44% of employers expecting increased operational ... |
| | | | ... holding limit it imposed for First Guardian, ASIC alleged, and failed to have systems and processes in place to ensure compliance with that holding limit. ASIC questioned if Diversa had any regard to the apparent nature and characteristics of First Guardian ... |
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