Search Results | Showing 11 - 20 of 600 results for "Authorised Representative" |
| | | Openmarkets is expanding into private wealth, with plans to attract 50 financial advisers over the next three years. Openmarkets' private wealth advisory has onboarded several new advisers across Australia in the past 12 months as part of a strategic ... |
| | | | ... derivatives, shares and exchange-traded funds. "Finfluencers must either hold an AFS licence or operate as an authorised representative to legally provide financial product advice or arrange for their followers to deal in financial products," Kirkland ... |
| | | | ... in the now collapsed schemes, ASIC said. While working at AS Financial Planning, Monte Silva was an authorised representative of Financial Services Group Australia and, between July and August 2023, he recommended five clients roll their super over to ... |
| | | | ... financial services, and was likely to contravene financial services laws in the future." Reilly was an authorised representative of InterPrac Financial Plannaing under the corporate authorised representative of Rhys Reilly Pty Ltd from 29 March 2017 ... |
| | | | ... financial services industry for four years, effective 18 December 2025. During his employment as an authorised representative for Interprac Financial Planning and Rhys Reilly, also known as Reilly Financial, Hogan advised four clients to switch their ... |
| | | | Sequoia Financial Group said it is in "advanced discussions" with an unnamed buyer interested in taking over InterPrac Financial Planning. Updating shareholders on the future of InterPrac, Sequoia said "discussions remain incomplete and there can be ... |
| | | | Infocus has named its head of professional standards, hiring from Count. Phil Creswell has joined the national advice group, where he will oversee adviser audits, quality advice coaching, business health checks and adviser support, helping to ensure ... |
| | | | Two years on from a review into cold calling and lead generators, ASIC is launching another into the advice licensees that use them. ASIC said the aim of the review is to address practices that inappropriately or unnecessarily encourage consumers to ... |
| | | | ASIC has cancelled the Australian financial services licence (AFSL) of Pulse Markets, a wholly owned subsidiary of BIR Financial, for providing incompetent financial services, including inadequate supervision of its corporate authorised representatives ... |
| | | | ... Financial conducted unlicensed operations over an additional 10-month period, as it did not qualify for the authorised representative exemption under the Corporations Act when issuing Qoin Wallet. BPS Financial has been handed a total of $14 million ... |
|