Search Results | Showing 91 - 100 of 600 results for "Authorised Representative" |
| | | Tony Bongiorno, a veteran of the financial advice industry and founding partner of the Bongiorno Group, passed away on October 6. Bongiorno helped establish the Melbourne-based group, which specialises in providing financial advice to medical professionals ... |
| | | | ... specific deterrence must still carry some weight in the sentencing discretion." Nugara was licensed as an authorised representative of Sentry Financial Planning until 19 April 2013. On 24 May 2014, Skynet became licensed under Financial Services Partners ... |
| | | | Former insurance adviser John Durant has been banned by the regulator for three years after he was found to have told clients to deposit insurance premiums directly into his personal account. Durant is prohibited from providing financial services, controlling ... |
| | | | ... worked for Westpac, NAB and CBA, providing clients advice on shares and property. He was licensed as an authorised representative of Sentry Financial Planning until 19 April 2013. On 24 May 2014, Skynet became a licensed under Financial Services Partners ... |
| | | | ... regarding the representations. The undertakings include that Bobbob and Goldberg will each cease to be an authorised representative of Sanlam Private Wealth, the AFSL which authorised Bobbob to offer the product. Bobbob will not provide financial services ... |
| | | | Bridges Financial Services continues to bleed advisers, losing nearly 20% of its authorised representatives this month, as parent company Insignia Financial ramps up its restructure. Twenty-three Bridges authorised representatives ceased on the ASIC ... |
| | | | ... recommended they invest in a fund he had interest in. In November 2021, ASIC banned Keith Robert McDermott, an authorised representative of The FinancialLink Group at the time, from managing, supervising, or auditing the provision of financial services. ... |
| | | | Two financial advice firms both backed by AZ NGA will merge to provide holistic as well as workplace financial advice. Priority Advisory Group and Wise Planners (which also operates under Lifestyle Financial Services), will operate under Priority's ... |
| | | | Libertas Financial Planning is in the process of liquidation, a decision made by parent company Sequoia Financial Group four years after it was acquired. Libertas' operations and customers will transfer to Interprac Financial Planning and Sequoia ... |
| | | | Guideway Financial Services has a new tool built on generative artificial intelligence (AI) that accurately converts client conversations into file notes, saving financial advisers up to two hours in administration time. FinTalk, which was built in-house ... |
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