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Showing 131 - 140 of 600 results for "Authorised Representative"

Federal Court rules against RI Advice in cybersecurity case

JAMIE WILLIAMSON  |  THURSDAY, 5 MAY 2022
... acquired by IOOF in October 2017. In one such incident, an unknown malicious agent was able to access an authorised representative's server for more than four months before being detected. This resulted in the potential compromise of thousands of clients' ...

Permanent ban for former authorised representative

CHLOE WALKER  |  FRIDAY, 18 MAR 2022
... business. According to the corporate regulator, between 1 June 2015 to 22 October 2020, Halligan, who was an authorised representative of BR Securities Australia, transferred shares in excess of $550,000 from his clients' accounts. The shares were transferred ...

Value strategy drags Clime's performance

KARREN VERGARA  |  MONDAY, 28 FEB 2022
Clime Investment Management's value and quality-based investing strategies pushed the group's performance well into the red in the half-year to December. The ASX-listed firm reported a $282,344 loss in investments, assets which were worth significantly ...

Expansion strategy boosts Sequoia results

KARREN VERGARA  |  FRIDAY, 18 FEB 2022
... Financial Planning does for risk advisers and compete with other general insurance brokerages offering an authorised representative service. SFG's overall revenue of $79.1 million grew 51% year on year while after-tax profit of $2.6 million rose ...

The Advisers Association appoints chair

CHLOE WALKER  |  WEDNESDAY, 16 FEB 2022
The Advisers Association (TAA) appointed Queensland-based Bill Beimers as its new chair. Beimers is the founder and managing director of SEQ Advice, a Queensland-based financial advice and services practice. Beimers has served on the TAA board as vice ...

Synchron appoints compliance lead

ELIZABETH MCARTHUR  |  FRIDAY, 4 FEB 2022
... Management and director and responsible manager at the SMSF Advisers Network. Earlier in his career he was an authorised representative at Interprac Financial Planning and Hillross. "Phil has over 30 years' experience in financial services and, having ...

Demand for retiree client book increases

KARREN VERGARA  |  SATURDAY, 1 JAN 2022
The demand for client books with a Baby Boomer demographic is increasing among those looking to acquire a financial advice practice. The December Radar Results reveal that near-retirees or retirees are highly sought after by financial advisers. Valuations ...

Disqualified adviser convicted of managing company

KARREN VERGARA  |  FRIDAY, 17 DEC 2021
... securities representative with Commonwealth Bank's Financial Wisdom and in February 2004 she became an authorised representative of ANZ-owned Millenium3.

Adviser jailed for illegal super access

KARREN VERGARA  |  WEDNESDAY, 24 NOV 2021
... Wealth Management between 10 April 2012 until 16 October 2017 as a former Apogee Financial Planning authorised representative. Between 11 November 2016 and 13 October 2017, Saad obtained $1.53 million from MLC Super Fund's trustee NULIS Nominees ...

Former WA adviser charged with dishonest conduct

CHLOE WALKER  |  TUESDAY, 23 NOV 2021
... in its legal action that in 2014, Fong via Fong Financial Planners acted dishonestly while he was an authorised representative of AMP. It says he completed and submitted false information in clients' insurance applications, failed to adequately disclose ...