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Showing 2981 - 2990 of 9818 results for "Advisers"

New board member at EQT

ELIZABETH MCARTHUR  |  WEDNESDAY, 12 FEB 2020
... diverse start-ups, and she is chair of portfolio company TalkiPlay. She was a finalist for the Association of Financial Advisers' Adviser of the Year Award in 2014 and won the AFA Female Excellence in Advice Award in 2013 and the Financial Planning Association ...

Product provider makes big FASEA promise

ELIZABETH MCARTHUR  |  WEDNESDAY, 12 FEB 2020
Lonsec has released a new product which it says will help financial advisers avoid getting caught out by the Financial Adviser Standards and Ethics Authority Code of Ethics. Lonsec says it has solutions to help financial advisers meet the Code of Ethics ...

Compensation bill hits $750m

ELIZA BAVIN  |  WEDNESDAY, 12 FEB 2020
... remediation programs in 2015 with the purpose of understanding how effectively the institutions supervised their financial advisers to identify and deal with non-compliant advice and the extent of failure by the institutions to deliver ongoing advice ...

Former Securitor manager joins Paragem

ALLY SELBY  |  WEDNESDAY, 12 FEB 2020
... general manager role. Paragem has appointed Craig Kouimanis as a general manager of practice development to help support advisers and their practices as the industry undergoes significant upheaval. Kouimanis will be responsible for Paragem's coaching ...

Former licensee boss banned

JAMIE WILLIAMSON  |  TUESDAY, 11 FEB 2020
ASIC has said the former chief executive of Spectrum Wealth Advisers had a poor understanding of his obligations and failed to ensure advisers complied with the law, banning him over his involvement in the licensee's numerous failures. Mark Schroeder ...

Advice industry compresses

ELIZABETH MCARTHUR  |  TUESDAY, 11 FEB 2020
New Rainmaker research reveals the financial advice industry in Australia is in a state of compression - as advisers leave in significant numbers and licensees are squeezed. The number of registered financial advisers decreased 15% last calendar year ...

Praemium expanding in UK, growing managed accounts

ELIZABETH MCARTHUR  |  MONDAY, 10 FEB 2020
... "transformational" year for the company. An upgrade to its managed accounts platform and digital portal for financial advisers were touted by Ohanessian as highlights. "I want to draw particular attention to an important innovation from our amazing team ...

Separate advice and product: AIOFP

ELIZABETH MCARTHUR  |  FRIDAY, 7 FEB 2020
... Commission but it is proposing an internal structure to the scheme that will deliver more equitable outcomes for financial advisers. The association said its proposal would address the recommendations from the Ramsay Review, which called for a solution ...

OneVue takes control of Madison

JAMIE WILLIAMSON  |  THURSDAY, 6 FEB 2020
... taken control of Madison Financial Group, working to arrange a sale of the dealer group which is home to close to 100 advisers. It's the latest development in the Sargon saga, which began last Wednesday when Sargon entered external administration ...

Calls for review of advice regulation

HARRISON WORLEY  |  THURSDAY, 6 FEB 2020
... after a review determined it to be no longer financially viable. In its submission, CPA noted the myriad federal acts advisers were required to comply with, including the Corporations Act, Tax Agent Services Act, National Consumer Credit Protection Act ...