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Showing 2731 - 2740 of 3078 results for "Corporation"

NAB promotes from within for corporate advisory role

The National Australia group has ramped up its corporate advisory services appointing Matt Russell as Superannuation, Investments and Employee Benefits director. Russell's appointment comes from within the National group as he was previously head of ...

Mellon's $6 billion 2nd year birthday

... international equity and fixed income. Mellon Global Investments Australia is the local distributor of Mellon Financial Corporation. "We are very pleased to have received such a positive reception and are looking forward to continue to strengthen relationships ...

Former financial adviser guilty of 18 criminal charges

Former financial adviser John Higgins has pleaded guilty to 15 counts of fraudulently misappropriating clients' funds for his own use under the Crimes Act (NSW), and three counts of dishonest conduct in relation to a financial product or service while ...

AFSLs growing in number

ASIC has revealed the total number of Australian Financial Services Licences (AFSLs) stood at 4,101 after it issued 363 additional AFSLs since March last year. Over the period the regulator also approved 582 variations to existing AFSLs and was notified ...

Unsolicited offers by Ross Investments subjected to compliance checks

An ASIC approved external compliance expert will oversee any future unsolicited offered made by Bendigo based financial services company Ross Investments. "This action demonstrates ASIC's commitment to ensuring unsolicited offers to purchase securities ...

Licensing relief for securitisation special purpose vehicles

ASIC has granted securitisation special purpose companies and trustees dealing in and providing custodial services for financial products, an exemption from having to obtain an Australian Financial Services Licence (AFSL). The relief is effective as ...

ASIC's share buy-back proposal

The Australian Securities and Investments Commission (ASIC) has called for comments on its buy-back proposal in order to assist the regulator in developing its position on buy-back relief under the Corporations Act 2001. Under the proposal, ASIC seeks ...

Industry figures to participate on Government's super choice committee

... education campaign will focus on". The other three committee members include John Keniry, director and chairman of Ridley Corporation, Burde Feadelli, member of the small business council and Mara Bun, director of CSIRO business development. ASIC will ...

Guidance on SOAs from ASIC

ASIC has provided guidance on Statements of Advice (SOAs) to help Australian financial services licensees fulfil their obligations under the Corporations Act 2001. The guide is aimed at addressing both content and presentation deficiencies discovered ...

Queensland BioCapital Funds goes to Colledge for CEO

... performing a role as senior portfolio manager role and head of research for domestic equities at Queensland Investment Corporation (QIC). QBF will benefit from Colledge's time with QIC as the corporation currently has $35 billion in funds under management ...

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Treasury responds to Debelle's review into the AOFM

KARREN VERGARA

Treasury has responded to the Guy Debelle-led review into the Australian Office of Financial Management (AOFM), agreeing to all six recommendations.

Bravura ups guidance, reports earnings increase

RIDDHIMA TALWANI

Bravura Solutions informed investors cost discipline will protect its full year earnings result after a client migrated to a Business Process Outsourcing (BPO) early in the year.

MaxCap hires from Vanguard, AustralianSuper

MATTHEW WAI

MaxCap has welcomed two senior directors, including a portfolio manager from Australia's largest super fund, reporting to the recently named chief executive Kylie Robb.

Zenith snags mandate from Granite Bay

MATTHEW WAI

Granite Bay Private Wealth has selected Zenith Investment Partners to support their investment governance and due diligence.

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Blake Briggs

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Since becoming chief executive, Blake Briggs has renewed the Financial Services Council's influence, expanded the membership base, and strengthened its policy and advocacy credentials. Karren Vergara writes.

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