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Showing 2681 - 2690 of 3078 results for "Corporation"

Property developer owing over $14M to investors appears in court

The Australian Securities and Investments Commission (ASIC) has brought 20 charges of breaching the Corporations Act against John Sage in the Melbourne Magistrates Court. The regulator alleges Sage provided prospective investors in the Victorian based ...

ASIC completes wind up of SMSF adviser

... taken by the regulator. Pitcher Partners has been appointed as the provisional liquidator for PFS Wholesale Mortgage Corporation Pty Ltd and Shaun White Pty Ltd. Earlier this month ASIC had applied for orders restraining the PFS Group from conducting ...

Market wrap

AAP  |  WEDNESDAY, 24 AUG 2005
... Amcor, Envestra, CSL, Mayne, Transfield and Prime Television. Interim results are due from Macquarie Airports and SFE Corporation Ltd.

ASIC rubs out financial adviser

The Australian Securities and Investments Commission (ASIC) has imposed a permanent ban on Phillip Bates from providing financial services. Bates was a former employee of the National Australia Bank (NAB) Toowoomba Financial Services Centre but was ...

ASIC winds up managed investment scheme

The Australian Securities and Investments Commission (ASIC) has moved to wind a managed investment scheme operated by South Australian man Guiseppe Mercorella. ASIC alleges that the scheme is in breach of the Corporations Act 2001 (the Act) since 2002 ...

IWL set to finalise JDV acquisition

AAP  |  MONDAY, 8 AUG 2005
... IWL's cash offer for its 28.66 per cent stake in the firm on Friday after fellow major shareholder Westpac Banking Corporation's acceptance last Thursday. Both firms had previously rejected IWL's original bid in May before it revamped its offer to include ...

ASIC issues guidance about general financial advice

The Australian Securities and Investments Commission (ASIC) has issued guidance to advisers to assist them with complying to certain financial product advice provisions set out in the Corporations Act 2001. The guidance was prepared after industry consultation ...

New compliance director for ASIC

... council. She has several years of financial services industry experience under her belt including a stint with Prudential Corporation Australia. During her time in the industry Ferguson has been involved with issues regarding dealers and advisers, and ...

QIC targets a new global active strategy

The $39 billion Queensland Investment Corporation (QIC) has established a Global Macro Program aimed to generate active investment returns using a multi-strategy, multi-manager approach. The program has been developed for QIC's QSuper and Queensland ...

Orders issued against investment scheme manager

The Australian Securities and Investments Commission (ASIC) has been granted interim orders in the Adelaide Federal Court against Guiseppe Mercorella whom the regulator alleges breached the Corporations Act through his involvement in a managed investment ...