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Showing 241 - 244 of 244 results for "Jose"

Advisors in Australia must hold license: ASIC

A Supreme Court order today requires those operating financial services business from Australia must hold an Australian Financial Services (AFS) License, even if their services are provided to clients outside of Australia. The order comes after an ASIC ...

ASIC charges three Victorian men on 101 counts of deception, fraud

The Australian Securities and Investments Commission (ASIC) has announced today that three Victorian men have been charged with a total of 101 charges of deception, false accounting and breach of duty. The commission has charged Michael Damianos, Joseph ...

Victorian insurance agent gets three years for theft

Former insurance agent Joseph McNeany has been sentenced to three years in jail on 20 charges of theft, the Australian Securities and Investment Commission (ASIC) said today. McNeany, of Richmond, Victoria, will serve one year of the term in custody ...

UBS sells CSC to Fidelity for $500 million

UBS today announced that it had signed an agreement to sell Correspondent Services Corporation (CSC), a division of UBS PaineWebber, to Fidelity Investments for a reported $500 million. CSC provides clearance, execution, settlement, administrative and ...