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Showing 2391 - 2400 of 9816 results for "Advisers"

Former AMP adviser in enforceable undertaking

ELIZABETH MCARTHUR  |  MONDAY, 15 MAR 2021
... action created extra revenue for Thorne. "ASIC first took action in this matter because the law requires that financial advisers act in their clients' best interests. Those providing financial services must not prioritise their own interests or simply ...

ASIC bans adviser over dodgy super consolidation

ELIZABETH MCARTHUR  |  MONDAY, 15 MAR 2021
... lost super. ASIC, in collaboration with the ATO and the ACCC, previously undertook a review that identified financial advisers, trustees, fund promoters and unlicensed providers were running marketing campaigns based around the provision of "free" lost ...

Frontier zeroes in on poor culture

KARREN VERGARA  |  THURSDAY, 11 MAR 2021
... investment governance team is currently finalising research that examines culture more rigorously, and why asset owners and advisers should embed culture and its assessment into manager research. The findings will be published in an upcoming paper, What ...

Pahari's pay packet revealed

ELIZA BAVIN  |  THURSDAY, 11 MAR 2021
... competitive market position." For the platforms business, De Ferrari said AMP remains steadfast in its commitment to equip advisers with the necessary tools and information to better serve clients. "To deliver on our growth targets, we will leverage ...

Channel Capital hires from AMP Capital

KANIKA SOOD  |  WEDNESDAY, 10 MAR 2021
... AMP Capital. Phelim O'Neill was previously a state account manager at AMP Capital, servicing private wealth groups and advisers. At Channel, he will focus on the advice, wholesale and family office sectors. "Phelim is a well-regarded individual within ...

MLC Life appoints retail general manager

KANIKA SOOD  |  MONDAY, 8 MAR 2021
... which is soon poised to leverage its significant investment in technology in order to excel in servicing licensees and advisers. I'm looking forward to leading the distribution and adviser servicing team," Downey said. MLC Life Insurance received ...

Celebrating women in financial services

STAFF WRITER  |  MONDAY, 8 MAR 2021
... been grateful to see occur over your time in the industry? A: In recent times, I've loved seeing the adaptability of advisers in the face of a pandemic. There's something oddly intimate about seeing someone's home surroundings, hearing their ...

Dover, McMaster hit with $1.4m penalty

KARREN VERGARA  |  FRIDAY, 5 MAR 2021
In a win for ASIC this morning, Dover Financial Advisers and its founder Terry McMaster have been ordered to pay over $1.4 million in penalties by the Federal Court of Australia. Justice O'Bryan imposed a $1.2 million penalty on the defunct financial ...

Lonsec chief to exit, chair welcomed

KARREN VERGARA  |  FRIDAY, 5 MAR 2021
... told Financial Standard he looks forward to seeing the firm continue its growth trajectory, particularly as financial advisers increasingly take-up products that help them improve in the areas compliance and efficiency to ultimately benefit clients. ...

Chant West to buy Rice Warner insurance comparator

KANIKA SOOD  |  FRIDAY, 5 MAR 2021
... needs of our diverse client base," Boal said. "Given Chant West's strong relationships with super funds and financial advisers, I have every confidence they 'll continue to deliver on that client-centric mission and we're committed to working ...