Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 221 - 230 of 680 results for "Records"

Westpac faces 23 million breaches

ELIZA BAVIN  |  WEDNESDAY, 20 NOV 2019
... is also accused of failing to pass on information about the source of funds to other banks in the transfer chain, keep records relating to the origin of some of the international transfers and carry out appropriate checks on transfers from nations where ...

Value facing unprecedented rally: Schroders

ELIZA BAVIN  |  TUESDAY, 19 NOV 2019
... on record to be a value investor. Value has underperformed growth on a rolling ten-year basis for the first time since records began," he said. He said a unique scenario has eventuated because growth stocks are doing so well, and so now is the time to ...

Pengana to acquire stake in US firm

ELIZA BAVIN  |  THURSDAY, 7 NOV 2019
... Caps is a highly sought after asset class, with very few fund managers having substantial experience and long-term track records," Zell said. "In the current late stage of the economic cycle that has been extraordinary growth from large cap stocks, investors ...

FASEA clears up code of ethics

ELIZA BAVIN  |  MONDAY, 21 OCT 2019
... advisers must clearly and simply explain what services will be provided, the terms on which they will be provided and the records that will be made of the services, and the privacy and confidentiality arrangement applicable to them. In addition, advisers ...

AMP, HESTA, Hostplus lose out in ratings

STAFF WRITER  |  THURSDAY, 26 SEP 2019
... holdings easily available, said the Ethical Advisers' Co-op. But they said the BetaShares ETFs failure to disclose voting records was counted against it. BetaShares manages some of the ETFs used by Future Super. Future Super lists just three examples ...

Licensee faces hefty remediation bill

ELIZABETH MCARTHUR  |  WEDNESDAY, 18 SEP 2019
... analyse complex data such as personal customer information, revenue and service indicators like face-to-face meetings, records of advice and annual reviews, to identify potential breaches at both a practice and individual level." ASIC first identified ...

Surprise $56 billion bid for London Stock Exchange

ELIZA BAVIN  |  THURSDAY, 12 SEP 2019
... redefine global capital markets for decades to come. Both businesses have great brands, financial strength and proven track records." This is just the latest international attempt to acquire the LSE; Germany's Deutsche Boerse has made three failed ...

Saxo partners for new reporting service

ELIZABETH MCARTHUR  |  WEDNESDAY, 11 SEP 2019
... beneficial for our clients." Investors trading with Saxo will now be able to give their accountants access to trading records via Sharesight - this should streamline much of the manual work that goes into tax reporting. Sharesight's online portfolio ...

AFCA ombudsman addresses adviser concerns

KRISTI CHENG  |  TUESDAY, 10 SEP 2019
... ethics standard will be applied in addition to the previous requirements. Additionally, Singh said the issue of missing records is one of the biggest questions they've had; under licensing requirements, advisers are only required to keep records for ...

Discounted LIC fund opens to all

HARRISON WORLEY  |  WEDNESDAY, 4 SEP 2019
... a very unusual situation, where you can access a wide range of very good LIC managers with impressive long term track records, at discounts averaging around 15%," he said. "We think a range of factors, including an increase in activist investors coming ...