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Showing 211 - 220 of 680 results for "Records"

Sargon lender sends in voluntary administrators

KANIKA SOOD  |  TUESDAY, 10 MAR 2020
... directors. However, it is too early to establish the likelihood of either of those events. Wexted is trawling through company records on the assets and liabilities of the three companies. It also has significant intercompany loans of about $75 million ...

Climate threat pushes Aussies to sustainability

ALLY SELBY  |  WEDNESDAY, 26 FEB 2020
... Yung said managers should refrain from "window dressing" to attract and retain investors. "Apart from having strong track records in sustainable investment fund performance, going forward, managers should maintain robust ESG screening processes as investors' ...

Wells Fargo coughs up $4.5 billion

ALLY SELBY  |  MONDAY, 24 FEB 2020
... thousands of its employees to engage in unlawful conduct - including fraud, identity theft and the falsification of bank records - and unethical practices to sell product of no or little value to the customer," it said. Many of these practices were dubbed ...

Franklin Templeton to acquire Legg Mason

JAMIE WILLIAMSON  |  WEDNESDAY, 19 FEB 2020
... to ensure that its affiliates have the right mix of independence and support to continue building on their strong track records," she said. Legg Mason's investment affiliates - including Western Asset and ClearBridge Investments - will be able to ...

AMP adds competitors to platform

ELIZABETH MCARTHUR  |  FRIDAY, 24 JAN 2020
AMP is adding other insurers' products to its platform as it records a whopping drop in risk sales for 2019. AMP has partnered with AIA and TAL to expand the insurance products offered on its MyNorth platform. Both insurance offers are available for ...

JPMorgan Chase reports record profits

ALLY SELBY  |  WEDNESDAY, 15 JAN 2020
... Chase produced strong results in the fourth quarter of 2019, capping off a solid year for the firm where we achieved many records, including record revenue and net income," he said. "While we face a continued high level of complex geopolitical issues ...

FSC, super sector steps up for bushfire affected

HARRISON WORLEY  |  WEDNESDAY, 8 JAN 2020
... assist, the FSC has endeavored to contact its life insurance members on behalf of those affected, and have them check their records to determine whether they have a policy or hold other relevant information for those people. It comes amid calls by some ...

Former Goldman Sachs exec charged over $62m bribery

ELIZABETH MCARTHUR  |  TUESDAY, 17 DEC 2019
... consented to the SEC's order finding that he violated the anti-bribery, internal accounting controls, and books and records provisions of the federal securities laws and agreed to be permanently barred from the securities industry. He will have to ...

Cashwerkz, Complii partner to automate compliance

ALLY SELBY  |  TUESDAY, 3 DEC 2019
... digital platform, to automate the compliance process for stockbrokers and financial advisers. Complii software automates, records and reports on regulation requirements by ensuring ongoing compliance is carried out at both client and organisational levels. ...

Planners can prevent financial abuse

ELIZABETH MCARTHUR  |  FRIDAY, 29 NOV 2019
... part of the solution. Anne McGowan, chief executive of Protecting Seniors Wealth, started with practical advice: "Keep records of suspicious activity." She explained regulators around the world are waking up to the issue of financial abuse of the vulnerable ...