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Showing 2181 - 2190 of 3919 results for "law"

ASIC accepts EU from Perth advice firm

ALEX BURKE  |  TUESDAY, 13 SEP 2016
... and said Neo didn't take "reasonable steps" to ensure its 160 authorised representatives complied with financial services law. "As this matter shows, inadequate risk management and compliance frameworks, combined with deficient application of a licensees' ...

University launches free SMSF course

KERRIE SYDEE  |  MONDAY, 12 SEP 2016
... transacting with related parties, for example by providing loans to relatives. Such loans are prohibited under Australian law." The short course or massive online open course (MOOC) soon to be available through CSU, introduces participants to the basics ...

Government releases draft super reforms

ALEX BURKE  |  THURSDAY, 8 SEP 2016
... enshrines the objective of superannuation - "to provide income in retirement that substitutes or supplements the age pension" - in law. It also makes changes to concessional contributions by allowing people under 75 to claim tax deductions for personal ...

Former Westpac exec joins YBR

JAMIE WILLIAMSON  |  TUESDAY, 6 SEP 2016
Yellow Brick Road (YBR) has appointed a former Westpac executive as general manager of its wealth division. Adam Youkhana, most recently head of partnerships and private banks for financial planning at Westpac, now leads YBR's wealth management business ...

Contango appoints compliance officer

ALEX BURKE  |  TUESDAY, 6 SEP 2016
Contango Asset Management has appointed a new compliance and legal officer. Skye Radley joins the manager from Equity Trustees, where she worked in legal, risk management and compliance roles for three years. Prior to that, she was a solicitor with ...

Vanguard makes senior hire

JAMIE WILLIAMSON  |  FRIDAY, 2 SEP 2016
Vanguard Australia has appointed a new head of legal and compliance. Ashley Warmbrand, formerly head of risk and audit governance at NAB, will commence with the fund manager in October. With over 15 years' experience in financial and professional services ...

Ostrava wound up, directors banned

KERRIE SYDEE  |  FRIDAY, 2 SEP 2016
... their duties as company directors. Justice Davies said Grimm's conduct was "deliberate and in contumelious disregard of the law and statutory requirements" and that he had "engaged in deliberate courses of conduct to enrich himself and the corporate ...

NAB executive search continues

DARREN SNYDER  |  THURSDAY, 1 SEP 2016
National Australia Bank has shuffled its executive leadership team as the search continues for a chief technology and operations officer, and a chief customer officer, corporate and institutional banking. Acting chief technology and operations officer ...

Centuria taps Google for latest board appointment

KERRIE SYDEE  |  WEDNESDAY, 31 AUG 2016
... and New Zealand. She has held a number of senior roles in Australia and the UK across a range of industries including global law firms DLA Piper and King & Wood Mallesons, worked with the Virgin Australia and Virgin Atlantic airline brands and has held ...

Easton makes $2.75m acquisition

ALEX BURKE  |  FRIDAY, 26 AUG 2016
... in cash, with 15% being deferred for 12 months subject to revenue targets. Easton will also acquire Panthercorp's stake in Law Central, bringing Easton's total holding in the latter company to 56%. Finally, Easton will enter into employment agreements ...