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Showing 2151 - 2160 of 3919 results for "law"

ASIC bans Brisbane life adviser

KERRIE SYDEE  |  FRIDAY, 4 NOV 2016
ASIC has banned a Brisbane based life insurance financial adviser from providing financial services for five years after an investigation found he had failed to comply with several financial services laws. Former authorised representative of Affinia ...

ASIC secures $210m in compensation

ALEX BURKE  |  THURSDAY, 3 NOV 2016
... additional funding support over the next four years announced by the Government will enable us to expand our abilities as a law enforcement agency to better detect, understand and respond to misconduct," Medcraft said. "It will allow us to extend our ...

Zurich appoints former Lazard CEO in super role

ALEX BURKE  |  TUESDAY, 1 NOV 2016
Zurich has appointed a non-executive director to its Zurich Australian Superannuation (ZAS) board. Prior to this appointment Susan Roberts was chief executive of Lazard Asset Management, a position she held for three years. She was also previously a ...

Court blocks IOOF class action

JAMIE WILLIAMSON  |  MONDAY, 31 OCT 2016
A proposed class action against IOOF has been rejected by the Victorian Supreme Court. Law firm Maurice Blackburn has agreed to orders prohibiting it from proceeding with the proposed law suit, commenced in December 2015 on behalf of tens of thousands ...

Raising rates on soybeans

BENJAMIN ONG  |  MONDAY, 31 OCT 2016
... Hillary's "emailgate" so very, very close to the Presidential elections? Rising yields on US 10-year Treasuries? 'twas Murphy's Law - if anything can go wrong, it will - at its best for Mrs. Clinton. Just when it looks like she's just counting the days ...

Self-auditing SMSF auditor caught in ASIC breach

JAMIE WILLIAMSON  |  THURSDAY, 27 OCT 2016
... out or perform adequately and properly the duties of an auditor under the Act or the Regulations or as otherwise required by law; and, furthermore or alternatively, the Applicant (Mr Samuel) is not a fit and proper person to be an approved SMSF auditor ...

Clydesdale in talks to acquire RBS subsidiary

ALEX BURKE  |  WEDNESDAY, 26 OCT 2016
... about following Her Majesty's Government taking an 84% stake in RBS Group in 2008; this was considered state aid under EU law. RBS had initially planned to create a new standalone business under the Williams & Glyn branding, but since scrapped the idea. ...

Westpac appoints group customer advocate

JAMIE WILLIAMSON  |  WEDNESDAY, 26 OCT 2016
... customers." Ahern is currently a partner at Norton Rose Fulbright, joining Westpac with over 30 years' experience in corporate law and governance. He also served as global chairman of Norton Rose Fulbright during 2013 and 2014. "Mr Ahern is an extremely ...

Watermark makes two key hires

KERRIE SYDEE  |  MONDAY, 24 OCT 2016
Watermark Funds Management is strengthening its global capabilities with the appointment of a new portfolio manager and business development manager. Former Platinum senior investment analyst Simon Felton joins in the role of portfolio manager and will ...

Equititrust CEO remains permanently banned

KERRIE SYDEE  |  THURSDAY, 20 OCT 2016
... Equititrust Premium Fund (EPF). An ASIC delegate found that while director of Equititrust, McIvor broke financial services law and was not of good fame or character to provide financial services. His conduct involved breaches of financial services legislation ...