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Showing 2151 - 2160 of 19571 results for "Ban"

Fed seeks feedback on rules to resolve large bank failures

ANDREW MCKEAN  |  MONDAY, 17 OCT 2022
The Federal Reserve has invited public comment on an advance notice of proposed rulemaking to enhance regulators' ability to resolve large bank failures. The Fed said recent merger activity and growth has increased the size of large US banking organisations ...

ASIC issues stop orders on Holon funds

CASSANDRA BALDINI  |  MONDAY, 17 OCT 2022
ASIC has placed interim stop orders on Holon's unlisted Bitcoin, Ethereum, and Filecoin funds due to non-compliant target market determinations (TMDs) just months after their launch. The regulator has prevented Holon from offering or distributing them ...

QIC sees changes in private debt, liquid markets

ELIZABETH FRY  |  FRIDAY, 14 OCT 2022
There is a new director in QIC's multi-sector private debt team, while a new head of the liquid markets group has been confirmed. David Spiez will join the multi-sector private debt team in February. He is currently general manager of strategy and ...

Goldman Sachs bolsters private investment business

CHLOE WALKER  |  THURSDAY, 13 OCT 2022
Private equity specialist David Grayce will join the multinational investment bank as its new Australian head of growth and corporate equity. Based in Sydney and reporting to Goldman Sachs head of private equity Asia Stephanie Hui, Grayce will work ...

Mayfair 101 bids for High Court appeal

JAMIE WILLIAMSON  |  THURSDAY, 13 OCT 2022
... case against him reheard is further denial of procedural fairness. Last month, the Full Federal Court overturned the 20-year ban that was handed to Mawhinney after it found the regulator's case against Mawhinney lacked procedural fairness as ASIC didn't ...

UBS picks new head of investment research

CASSANDRA BALDINI  |  THURSDAY, 13 OCT 2022
UBS has selected a new head of investment research for Australia and New Zealand as Simon Mitchell prepares to depart at the end of the year. Mitchell has been in the role for the past seven years and has decided to explore new opportunities outside ...

ASIC dishes out permanent ban to 'lifestyle' adviser

JAMIE WILLIAMSON  |  WEDNESDAY, 12 OCT 2022
A former Dover and Interprac financial adviser who was found to be unfit to operate in the industry in any capacity was permanently banned by the regulator. ASIC said James Carlos Reynolds purported to offer 'lifestyle' financial advice as sole director ...

Global X drops management fees

CHLOE WALKER  |  WEDNESDAY, 12 OCT 2022
To provide investors with more cost-effective access to the US fixed income market, Global X ETFs Australia has reduced the management fees of two ETFs. Specifically, the management fee for Global X US Treasury Bond ETF (Currency Hedged) has been lowered ...

First Sentier hires to new ESG role

RACHEL ALEMBAKIS  |  TUESDAY, 11 OCT 2022
First Sentier Investors has hired a high-profile responsible investment expert to a newly created ESG role. Kristen Le Mesurier will join First Sentier as head of ESG for the firm's Australian equities growth team. She starts on October 17 Le Mesurier ...

AFSL boss banned by ASIC

CASSANDRA BALDINI  |  TUESDAY, 11 OCT 2022
... directors try to avoid this obligation, we will take steps to remove them from the financial sector." The regulator said the ban does not prevent Gribble from seeking to be authorised to provide financial advice. Gribble has the right to seek a review ...