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Showing 2001 - 2010 of 6696 results for "Securities"

J.P. Morgan wins two custody mandates

MARK SMITH  |  THURSDAY, 22 OCT 2015
... process. Aviva Investors Australasian head of business development Brett Jackson said: "Aviva Investors requires a securities services provider that can seamlessly insert themselves into our global ecosystem and support our structure. "J.P. Morgan knows ...

Australian IPOs beat US

MARK SMITH  |  THURSDAY, 22 OCT 2015
... be better pricing opportunities overseas. But we found that not to be the case." The research examined a sample of securities and compared their price on listing, which is known as underpricing. Underpricing is the discount on the issue price relative ...

Shaw and Partners appoints more institutional execs

LAURA MILLAN  |  WEDNESDAY, 21 OCT 2015
... report to head of research Martin Crabb. Renae Ridley will be head of corporate access and she was previously at CIMB Securities in Hong Kong, where she coordinated conferences, events and corporate access for the company across the region. Her role ...

ASIC to be handed greater powers

MARK SMITH  |  TUESDAY, 20 OCT 2015
The government has said it will grant the Australian Securities and Investments Commission (ASIC) additional powers to effectively regulate the financial services sector. More than 10 months after the release of FSI chairman David Murray's final report ...

CBA refunds $7.6 million to 8400 customers

DARREN SNYDER  |  MONDAY, 19 OCT 2015
... AgriAdvantage Plus package holders. The failure occurred over several years and CBA reported the matter to the Australian Securities and Investments Commission (ASIC) under its breach reporting obligations in the Corporations Act. The package was launched ...

Findex firm sets up family office division

LAURA MILLAN  |  MONDAY, 19 OCT 2015
... office division and has appointed an executive to lead the development of the new business arm. Adelaide-based Prescott Securities has appointed financial services professional Malcolm Caire as head of advisory services. Caire will oversee the introduction ...

HUB24 refuses IOOF takeover

LAURA MILLAN  |  MONDAY, 19 OCT 2015
... intend to take any further action in relation to the proposal," HUB24 said in a written statement to the Australian Securities Exchange (ASX). IOOF had offered to acquire 100% of HUB24's shares for cash consideration of $2.75 per share. The buyout offer ...

Challenger annuity sales grow 12 per cent

DARREN SNYDER  |  FRIDAY, 16 OCT 2015
... 30 September 2015 totaled $884 million, with retail sales accounting for about 80%. In a statement to the Australian Securities Exchange (ASX), Challenger chief executive Brian Benari said the company is seeing "promising quote and initial sales volumes ...

CFAs told ASIC is for the consumer

DARREN SNYDER  |  WEDNESDAY, 14 OCT 2015
Australian Securities and Investments Commission (ASIC) chairman Greg Medcraft said the regulator has a significant number of individual surveillances underway at the big four banks, Macquarie and AMP. Speaking at the Chartered Financial Analyst (CFA) ...

IOOF behind HUB24 buyout offer

LAURA MILLAN  |  WEDNESDAY, 14 OCT 2015
... a proposal to acquire all of the shares of HUB24. Both companies confirmed the move in statements to the Australian Securities Exchange and HUB24 placed its shares in a trading halt on Tuesday, as it revealed that the company behind the indicative, non-binding ...