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Showing 1981 - 1990 of 6696 results for "Securities"

Pepared for "lift-off" watch out for "ceasing"

BENJAMIN ONG  |  FRIDAY, 20 NOV 2015
... maintaining its existing policy of reinvesting principal payments from its holdings of agency debt and agency mortgage-backed securities in agency mortgage-backed securities and of rolling over maturing Treasury securities at auction. This policy, by ...

ASIC accepts J.P. Morgan enforceable undertaking

ALEX BURKE  |  THURSDAY, 19 NOV 2015
... ASIC has accepted an enforceable undertaking from three J.P. Morgan companies. The entities affected are J.P. Morgan Securities plc, J.P. Morgan Securities (Asia Pacific) and J.P. Morgan Securities LLC, about which ASIC said it had "concerns" following ...

Findex announces major business restructure

ALEX BURKE  |  WEDNESDAY, 18 NOV 2015
... Findex businesses including Crowe Horwath accountants, Centric Wealth, Financial Index Wealth Accountants, Prescott Securities, CIVIC Financial Planning and the MOVO online investment advice portal, will all offer comprehensive "one-stop-shop" advice ...

FIIG arranges $40m Sunland bond issue

MARK SMITH  |  THURSDAY, 12 NOV 2015
FIIG Securities has arranged a $40 million issue of five-year fixed rate notes for listed residential property developer Sunland Group. The senior unsecured notes will pay an indicative interest rate of 7.55% and will require a minimum initial investment ...

Goldman Sachs calls time on BRICs

LAURA MILLAN  |  THURSDAY, 12 NOV 2015
... After the firm first coined the term in 2001, the move effectively brings the BRIC era to an end. GSAM notified the US Securities and Exchange Commission (SEC) and said it blended the strategy into the Goldman Sachs Emerging Markets Equity Fund because ...

XTB floaters listed on ASX

LAURA MILLAN  |  THURSDAY, 12 NOV 2015
... changes. In all other respects, floaters rank alongside other senior bonds and ahead of any subordinated or hybrid securities. Floaters pay coupons quarterly until maturity, which may appeal to investors looking for investments with cash flow management ...

BT adds active managers to Panorama

LAURA MILLAN  |  MONDAY, 9 NOV 2015
... ahead of the launch of BT Panorama's self-managed super fund (SMSF) solution and the introduction of ASX traded listed securities. "Increasing the managed portfolio offer was always part of our plans to ensure investors have access to a wide range of ...

ASIC grilled on whistleblower compensation

LAURA MILLAN  |  MONDAY, 9 NOV 2015
... whistleblowers is back on the agenda after the Senate Economics Committee grilled representatives from the Australian Securities and Investments Commission (ASIC). At the latest Senate Economics Committee hearing, Nationals' Senator John Williams asked ...

ASIC sets up special robo-advice taskforce

LAURA MILLAN  |  FRIDAY, 6 NOV 2015
The Australian Securities and Investments Commission (ASIC) has set up an internal robo-advice taskforce that will monitor developments in digital advice. The taskforce will focus on studying how robo-advice providers comply with the best interests ...

NAB Asset Servicing appoints Citi as global custodian

DARREN SNYDER  |  WEDNESDAY, 4 NOV 2015
... allow them to benefit from Citi's extensive market coverage and expertise." These are thoughts echoed by Citi head of securities services Martin Carpenter who described the partnership as "an exciting new growth opportunity" and it would help NAS improve ...