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Showing 1931 - 1940 of 6696 results for "Securities"

SEC to run ad campaign promoting online consumer adviser checks

ALEX DUNNIN  |  FRIDAY, 4 MAR 2016
The US Securities and Exchanges Commission (SEC) is stepping up its campaign to encourage retail investors to check the credentials of financial advisers. Later this year the SEC will be launching an updated version of its consumer campaign to remind ...

FIIG appoints new WA director

DARREN SNYDER  |  THURSDAY, 3 MAR 2016
Fixed income specialist FIIG Securities has appointed experienced bond fund manager and dealer Darryl Bruce as director - Western Australia. In his new role Bruce will be responsible for growing FIIG's business in WA with a focus on middle markets ...

US resistance to DOL fiduciary rule gathers pace

ALEX DUNNIN  |  WEDNESDAY, 2 MAR 2016
... which regulates retirement savings has taken carriage of the issue but sustained resistance to the proposal by the securities industry has seen the proposal held up. President Obama, in his final year in office, has however sought to advance the issue ...

BNP Paribas Securities Services wins mandate

MARK SMITH  |  WEDNESDAY, 2 MAR 2016
AIA has appointed BNP Paribas Securities Services as its OTC derivatives operations provider. Under the mandate, BNP Paribas will provide trade management, collateral management and trade repository reporting in Hong Kong and Singapore. "We have been ...

BTIM board replaces Cooper

DARREN SNYDER  |  TUESDAY, 1 MAR 2016
... his role as a non-executive director at BT Investment Management. BTIM announced its board change to the Australian Securities Exchange today, and has replaced Cooper's position with current BT Financial Group chief risk officer Les Vance. The change ...

Folkestone A-REIT fund added to BT Wrap

MARK SMITH  |  MONDAY, 22 FEB 2016
Folkestone Maxim Asset Management has had its A-REIT Securities Fund added to the BT Wrap platform. The addition comes on the heels of the fund being upgraded to 4.25 Stars by SQM Research. It is also available on Macquarie Wrap, Netwealth, Powerwrap ...

Regulators coordinating efforts to protect super

MARK SMITH  |  THURSDAY, 18 FEB 2016
... Association National Conference in Adelaide, Australian Taxation Office (ATO) commissioner Chris Jordan and Australian Securities and Investments Commission (ASIC) commissioner Greg Tanzer said cooperation between the two bodies had never been stronger ...

Henderson reports record inflows

DARREN SNYDER  |  FRIDAY, 12 FEB 2016
... 2015 that saw record net inflows and underlying profits. The firm reported its full year results to the Australian Securities Exchange (ASX) yesterday, recording net inflows of £8.5 billion ($17.3 billion) to 31 December 2015, up from £7.1 billion ...

AMP Capital adds infra fund to SMSF suite

DARREN SNYDER  |  WEDNESDAY, 10 FEB 2016
... for more infrastructure. The fund invests in a targeted 50/50 mix of direct infrastructure and listed infrastructure securities, the latter to provide investors with liquidity. SMSF trustees can invest in the AMP Capital Core Infrastructure Fund with ...

DomaCom raises $8m in pre-IPO capital

DARREN SNYDER  |  FRIDAY, 5 FEB 2016
Investment platform operator DomaCom plans to publicly list on the Australian Securities Exchange (ASX) in the third quarter of 2016 after collecting $8 million in a pre-IPO capital raising. DomaCom, owner of Australia's first regulated fractional property ...