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Showing 1881 - 1890 of 6696 results for "Securities"

Ascot Securities appoints head of private wealth

KERRIE SYDEE  |  TUESDAY, 24 MAY 2016
Ascot Securities has added to its investment team with the appointment of the head of its private wealth division. Evan McQuire was appointed to the role as part of Ascot Securities' expansion and growth program and will be responsible for pursuing ...

FIIG launches bond mobile app

KERRIE SYDEE  |  MONDAY, 23 MAY 2016
FIIG Securities has launched an app in the hopes of opening up the bond market to investors by providing unprecedented access to information about pricing and availability in the Over-The-Counter bond market. Updated daily the app will show investors ...

ANZ rings in insurance updates

DARREN SNYDER  |  MONDAY, 23 MAY 2016
... have been demanding for some time. ANZ has partnered with Macquarie to produce Grow Wrap, and it will have ASX-listed securities, 180 managed funds as well as several cash options. "The main factor in the Grow Wrap will be a new pricing mechanism. The ...

Medcraft steps down from global leadership position

ALEX BURKE  |  FRIDAY, 20 MAY 2016
... global leadership position so as to "refresh" the organisation. Medcraft was chair of the International Organization of Securities Commissions (IOSCO) for the past three years. He declined to seek a third term, and will be replaced by Hong Kong Securities ...

VFMC appoints two new directors

DARREN SNYDER  |  WEDNESDAY, 18 MAY 2016
... experience in financial services, media, resources and education sectors. Gay is currently chair of the Australian Securities and Investment Commission's (ASIC) Markets Disciplinary Panel, a non-executive director at Koda Capital, and a member of the ...

Banned former CBA planner charged with forgery

MARK SMITH  |  TUESDAY, 17 MAY 2016
... adviser between May 2006 and June 2009. CFPL reported two breaches regarding Rick Gillespie's conduct to the Australian Securities and Investigations Commission (ASIC) in 2009 and 2010. He was subsequently permanently banned from providing financial ...

ASIC makes two permanent bans

KERRIE SYDEE  |  FRIDAY, 13 MAY 2016
ASIC has permanently banned a former AFS licensee employee and former chairman of collapsed lender Wickham Securities and founder of Sherwin Financial Planners (in liquidation), from providing financial services. Former AFS licensee employee Nicolai ...

ACSA announces custody award winners

ALEX BURKE  |  FRIDAY, 13 MAY 2016
... manager Suresh Chinnappa, NAB Asset Servicing associate director, tax services and policy Mick Giddings and BNP Paribas Securities Services product manager, fund services Australia Josephine Maiorana. Commenting on the awards, ACSA chair David Knights ...

PIMCO Income fund launched in Australia

MARK SMITH  |  WEDNESDAY, 11 MAY 2016
... Unlike many other income strategies that focus mainly on corporate bonds and can invest without limit in high yield securities, the PIMCO Income fund has specific limits on below investment-grade corporate securities and securities economically linked ...

Financial Sector Advisory Council back in action

DARREN SNYDER  |  MONDAY, 9 MAY 2016
... capital markets Sarah Rennie; Westpac chief executive Brian Hartzer; AMP chief executive Craig Meller; Bell Potter Securities head of wealth management Heather Zampatti; Australian Finance Group managing director Brett McKeon; Bendigo and Adelaide Bank ...