Search Results | Showing 1 - 10 of 680 results for "Records" |
| | | ... qualifications or training courses marked from some 82 Australian financial services licensees. Of those individuals, 106 records on the FAR have been updated to reflect they are, in fact, qualified, while 26 have had their authorisation ceased. From ... |
| | | | ... Australia] to mislead ASIC". Rather, they reflect the" failure to consider, or properly to consider, the contemporaneous records available to it, including entries in the GRC database, or make other relevant inquiries, prior to lodging the relevant reports ... |
| | | | ... determined that it was a "misrepresentation" as opposed to being "recklessly indifferent to the truth". According to medical records, the complainant was diagnosed with diabetes in 2018 and made the application for insurance in 2020. He then stopped ... |
| | | | ... authorise finfluencers to have adequate, documented arrangements in place to actively supervise their conduct, and to maintain records of that supervision. "Licensees remain responsible and liable for what their representatives say and do online," Kirkland ... |
| | | | ... the GESB corporate services business unit, including legal, secretariat and governance functions, information security, records and data management, risk and compliance, IT services, and people and culture. He had been brought on to support the fund's ... |
| | | | ... report on company activities and property with liquidator Polychain and failed to ensure that it kept adequate books and records. Polychain became investment manager of the fund on 12 November 2022. ASIC believes Balanian's conduct was deliberate ... |
| | | | ... ask for proof? "Can you see bank transactions purchasing shares or purchasing properties or even title deeds or share records? Then I think this problem wouldn't exist," she says. Two steps back The collapses have spelled trouble for the financial ... |
| | | | ... "The businesses we are targeting have earned the right to grow. They have the cash flows, the management, and the track records. What they have lacked is a lender willing to look beyond the balance sheet. We are that lender, and we are bringing institutional ... |
| | | | ... a lot of money. We have millions and millions of people. Because the stock market has done so well, setting all those records. Your 401(k)s are way up," Trump said. However, Trump said half of American workers do not have access to a retirement plan ... |
| | | | ... ASIC said the increase in ROMs was driven largely by corporate governance concerns, including failures to provide company records, insolvency matters and shareholder issues. Corporate governance matters accounted for 40% of the issues, including fraud ... |
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