Search Results | Showing 91 - 100 of 680 results for "Records" |
| | | ... about 400 advisers. Overall, wealth revenues were up 17% to $18.1 million, and more than 25,000 Statements of Advice and Records of Advice were delivered to clients over the year. In terms of ongoing remediation efforts, as at June end $505 million had ... |
| | | | ... notes, saving financial advisers up to two hours in administration time. FinTalk, which was built in-house by Guideway, records client conversations, produces a transcript, and refines this into a file note. Guideway executive manager for compliance ... |
| | | | ... dashboards and flexible self-service reporting. As part of the implementation, SS&C integrated ISPT's accounting book of records (ABOR) by onboarding all historical transactions and property valuations and reconciling data to the original source ... |
| | | | ... liabilities by 2020, which at the time constituted the most substantial liability on the Commonwealth's financial records. ""The superannuation liabilities for four Commonwealth superannuation schemes were either completely unfunded or only partly ... |
| | | | ... businesses of their employers, which amounted to violating federal securities laws. Failing to maintain and preserve required records, as a result, has deprived the SEC to obtain such communications when it came to conducting various investigations. ... |
| | | | ... of the broader industry's policy environment and priorities. Their values-based leadership styles and strong track records of delivering consistent commercial and strategic outcomes will be a great asset to Iress as we drive improved value for our ... |
| | | | ... suffered a cyber-attack. Last year, Spirit Super also experienced a data incident that resulted in around 50,000 member records becoming compromised. "This new standard will ensure that regulated entities set and test controls and maintain robust business ... |
| | | | ... negligence and consumer harm. In a 20-page document sent to the Microsoft-backed AI firm, regulators demanded detailed records of OpenAI's policies and procedures and said the subject of the investigation was reviewing deceptive practices. "Whether ... |
| | | | ... collaborate on a broad range of initiatives. "Wollemi's highly credentialed founders have strong networks and proven track records combining climate impact, private equity and venture capital expertise with experience financing, building and scaling ... |
| | | | ... Capstone Financial Planning adviser is in a court enforceable undertaking with ASIC after he failed to maintain adequate records to show clients were receiving the services they'd paid for. Gregory Blackaby, formerly of Acquire Strategic Advisers, did ... |
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