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Showing 181 - 190 of 542 results for "Ethics"

FASEA exam to go online

HARRISON WORLEY  |  THURSDAY, 19 MAR 2020
The Financial Adviser Standards and Ethics Authority has cancelled the scheduled April adviser exam, with advisers set to take it online as the COVID-19 pandemic rolls on. FASEA has been forced to cancel its April face-to-face exams. Recognising the ...

Praemium rolls out investment tools, options

HARRISON WORLEY  |  TUESDAY, 10 MAR 2020
... managed accounts platform to provide advisers with a more intuitive way to tailor client's portfolios to their specific ethics and values. While advisers could previously use the platform to cater to some ESG demands by placing holding exclusions ...

Actuaries Institute appoints 2020 president

ALLY SELBY  |  MONDAY, 9 MAR 2020
... intergenerational wealth and equity and the gig economy during her term. She also expects to contribute to discussions on data and ethics. "Data is the future. If we manage it wisely, I see a world where actuaries do much more than 'data' work," she ...

Climate activism not translating to investing

ELIZA BAVIN  |  THURSDAY, 5 MAR 2020
... in Australia on their behalf, the potential here for transformative climate action is enormous." Stuart Palmer, head of ethics research at Australian Ethical said people who invest ethically are investing not only for their financial future, they're ...

Life commissions, referral fees still kosher: AFA

ELIZABETH MCARTHUR  |  THURSDAY, 27 FEB 2020
... and professionalism Phil Anderson dove into commissions and fees in a detailed presentation in light of the FASEA Code of Ethics, Life Insurance Framework and other regulatory changes. Anderson pointed out CountPlus chief executive Matthew Rowe's recently ...

Analyst guilty of insider trading

ELIZA BAVIN  |  WEDNESDAY, 26 FEB 2020
... Evertz throughout 2016 and 2017." Ho resigned from Maple Brown Abbott in early 2018 having breached the fund's code of ethics. ASIC said Ho cooperated with its investigation and had made a formal statement admitting to the offences he was charged with. ...

Advice complaints low: AFCA

ELIZABETH MCARTHUR  |  WEDNESDAY, 19 FEB 2020
... disseminating to financial firms, with the aim of clarifying how it handles claims fairly. Singh focused on the FASEA Code of Ethics, saying this has added obligations for financial advisers in AFCA's view. "We are required to have regard for industry ...

SMSF auditors in firing line

ELIZA BAVIN  |  FRIDAY, 14 FEB 2020
... to provide a copy of the conditions to their professional association, complete specific courses of study, including in ethics and audit and pass the SMSF auditor competency exam. ASIC praised the Australian Taxation Office for its assistance under the ...

FASEA extension passes

ELIZABETH MCARTHUR  |  THURSDAY, 13 FEB 2020
The bill to extend deadlines for the Financial Adviser Standards and Ethics Authority exam and education requirements has passed the House of Representatives. The Treasury Laws Amendment (2019 Measures No.3) Bill amends the Corporations Act so that ...

Product provider makes big FASEA promise

ELIZABETH MCARTHUR  |  WEDNESDAY, 12 FEB 2020
... new product which it says will help financial advisers avoid getting caught out by the Financial Adviser Standards and Ethics Authority Code of Ethics. Lonsec says it has solutions to help financial advisers meet the Code of Ethics requirements that ...