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Showing 171 - 180 of 427 results for "Stockbroking"

Lonsec nabs Investec equities team

LAURA MILLAN  |  THURSDAY, 24 OCT 2013
... we believe this represents the perfect opportunity for Lonsec to further enhance our broking capabilities," Lonsec Stockbroking chief executive David Wylie said. The new team will provide institutional and corporate clients with research on resources ...

Former Opes Prime director acquitted of dishonesty charges

ALICE URIBE  |  MONDAY, 9 SEP 2013
Former Opes Prime Stockbroking A director Julian Smith has been acquitted of dishonesty charges. He faced two charges of dishonestly breaching his duties as director of companies in the Opes Prime Group Limited group and pleaded not guilty to the charges. ...

Australia outstrips US and UK in online trading

MARK SMITH  |  THURSDAY, 22 AUG 2013
... client relationships were CommSec (51%), E*TRADE (17%), Westpac Online Investing (7%), nabtrade (5%) and CMC Markets Stockbroking (4%). According to the report, 46% of current online share investors use a smart phone or tablet to invest, and 21% intend ...

Bell Potter expands research team

JAMES FERNYHOUGH  |  WEDNESDAY, 17 JUL 2013
Stockbroking firm Bell Potter Securities Limited has expanded its research team with two senior appointments. Di Brookman takes the role of senior oil and gas analyst, while Chris Savage becomes senior industrials analyst. Brookman has worked as a senior ...

Morningstar to provide share research to RBS Morgans

MARK SMITH  |  WEDNESDAY, 17 JUL 2013
... Morningstar Australasia has expanded its partnership with RBS Morgans to provide international share research to the stockbroking and wealth management firm. RBS Morgans will have access to the research through the online tool, Morningstar Analyst Research ...

Bell Potter adviser banned for dishonest conduct

JAMES FERNYHOUGH  |  TUESDAY, 16 JUL 2013
... adviser Lawson Stuart Donald from providing financial services for dishonest conduct. Donald, who worked for the stockbroking firm between 2003 and 2008, was guilty of a practice known as rebooking share trades. This involved the transfer of share trades ...

Australian online broker market 'world's most highly concentrated'

JAMES FERNYHOUGH  |  WEDNESDAY, 12 JUN 2013
... its market the way CommSec does, with half the market by primary relationships. The closest comparison is Phillip's Stockbroking in Singapore, with a 31% market share." "CommSec also has a relatively low attrition rate compared to its peers. Combined ...

Ex-Lonsec MD convicted of insider trading

JAMES FERNYHOUGH  |  THURSDAY, 23 MAY 2013
Norman John Graham, a former managing director of stockbroking firm Lonsec, was convicted of insider trading at the County Court of Victoria on Wednesday. In 2010, Graham sold 200,000 shares in Clean Seas Tuna knowing that the fisheries company was ...

ESG RA to award best stockbroking research

MICHELLE BALTAZAR  |  THURSDAY, 14 MAR 2013
Australian equities stockbrokers who have excelled in the field of ESG research will be acknowledged in an awards ceremony to be held in Sydney later this month. The fourth annual ESG Research Australia Awards Luncheon is being held on 27 March (Wednesday) ...

Market Wrap PM

AAP  |  THURSDAY, 7 MAR 2013
Australian stocks have opened firmer with mining companies leading the way. Burrell Stockbroking principal Richard Herring said the local market got a positive lead from Wall Street, where the Dow rallied to a new all-time high for a second day. However ...