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Showing 961 - 970 of 2080 results for "Australian Securities"

ASIC court order against Sydney adviser

LAURA MILLAN  |  WEDNESDAY, 13 FEB 2013
The Australian Securities and Investments Commission has obtained interim court orders against Sydney financial adviser Gabriel Nakhl. The orders restrain Nakhl from disposing of, dealing with or diminishing certain assets, except in limited circumstances ...

Keep chasing architects of Trio collapse: Agencies

BEN COLLINS  |  FRIDAY, 8 FEB 2013
... superannuation fraud in Australian history. A joint parliamentary committee on Thursday pleaded with the Australian Securities and Investment Commission (ASIC), the Federal Police and the Crime Commission to continue their inquiries into the fraud, AAP ...

ASIC cancels national planning firm's license

MARK SMITH  |  THURSDAY, 7 FEB 2013
National financial planning business AAA Financial Intelligence has had its license revoked by the Australian Securities and Investments Commission (ASIC) after it had 'comprehensively and repeatedly' failed to comply with the Corporations Act 2001 ...

Ripoll thanks industry for reforms support

BEN COLLINS  |  TUESDAY, 5 FEB 2013
... pleasing to be able to work with industry in working through these changes," Ripoll, also speaking alongside Australian Securities & Investments Commission (ASIC) commissioner Peter Kell, said. Ripoll, who chaired the Government's Joint Committee on ...

SPAA urges SMSF auditors to register with regulator

MARK SMITH  |  FRIDAY, 1 FEB 2013
... possible so they are cleared to audit funds when the new licensing regime comes in to effect on 1 July. The Australian Securities and Investments Commission (ASIC) opened registration of SMSF auditors yesterday saying auditors can apply for registration ...

Mac Private Wealth forced to rectify serious deficiencies

MARK SMITH  |  WEDNESDAY, 30 JAN 2013
Macquarie Private Wealth has given the Australian Securities and Investments Commission an enforceable undertaking to right recurring compliance deficiencies dating back more than five years. The regulator's review of compliance systems and client files ...

ISN welcomes financial planner fee guidance

BEN COLLINS  |  TUESDAY, 29 JAN 2013
Industry Super Network has welcomed fee disclosure guidance released last week by the Australian Securities & Investments Commission. Industry Super Network chief David Whiteley said that transparency around financial planner remuneration under the ...

FPA grief over new fee rules

BEN COLLINS  |  FRIDAY, 25 JAN 2013
The Financial Planning Association has said it is "concerned" with a part of the Australian Securities & Investments Commission's final guidance on fee disclosure. Today the corporate watchdog handed down guidelines that tell Australian financial services ...

Ken Henry to join ASX board

BEN COLLINS  |  WEDNESDAY, 23 JAN 2013
Former Treasury secretary Ken Henry has been appointed as a non-executive director to the board of the Australian Securities Exchange. Henry will join the board from 1 February, with shareholders set to vote on his appointment at the company's annual ...

Trio Capital action group to put forward Federal Candidate

BEN COLLINS  |  TUESDAY, 22 JAN 2013
... statement accusing the Gillard Government of a "whitewash" of the Trio Capital disaster. It has also accused the Australian Securities & Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA) of allegedly failing in their ...