Search Results | Showing 71 - 80 of 3078 results for "Corporation" |
| | | Sydney-based stockbroking firm Petra Capital has been fined $205,350 by the Markets Disciplinary Panel (MDP) for misreporting information on 3632 orders. The MDP found that Petra had breached the market integrity rules by failing to provide accurate ... |
| | | | Australian Unity Funds Management (AUFM) admitted it breached design and distribution obligations (DDO) regarding its Select Income Fund and has been slapped with a $7.125 million fine by the Federal Court. Hundreds of retail investors were led to believe ... |
| | | | The Federal Court has handed BPS Financial $14 million in pecuniary penalties over the way in which it promoted and operated its crypto product Qoin Wallet. According to ASIC, BPS Financial advertised the product as a non-cash payment facility linked ... |
| | | | State Street Corporation and QNB Group have announced a strategic alliance to introduce a new custody servicing model in Qatar. Under the agreement, State Street and QNB Group have agreed to collaborate, with service agreements to be finalised and executed ... |
| | | | ... reputation for boards, members, and stakeholders. Her clients include the World Bank Group, International Finance Corporation, G20, and several development banks. She has co-authored climate investing reports with the World Economic Forum and led Mercer's ... |
| | | | ... efficient technology platform, robust compliance and training resources." This comes as the Commonwealth Superannuation Corporation recently showcased Financial Standard its Super Specialist program to spike intra-fund advice engagement. |
| | | | ASIC is seeking to extend a relief for securitisation entities from holding an AFSL for five more years. The regulator is seeking stakeholder feedback on its plans to remake a relief instrument by extending the exemption for securitisation entities ... |
| | | | A group of institutional investors, including various super funds, and the National Reconstruction Fund Corporation (NRFC), Australia's sovereign investor in manufacturing capability, have formed a conglomerate to raise more than $217 million for ... |
| | | | ... with 15% seeking intra-fund advice since the inception of its Super Specialist program. Commonwealth Superannuation Corporation (CSC) is seeing increased engagement with its Super Specialist program, which involves a 30-minute conversation with a super ... |
| | | | ... Multi-Asset Multi-Manager Funds and CoreSeries managed account portfolios. She joins from Victorian Funds Management Corporation, where she was a senior investment analyst within the manager selection team. Previously, she was an investment analyst manager ... |
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