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| | | ... responsibility to ensure they devote the necessary resources and processes to comply with their AML/CTF obligations under the law," she said. "We will continue to work closely with Bell Financial Group to address any compliance concerns, and take action ... |
| | | | ... corporate development roles at firms including Clayton Utz, Lander & Rogers and most recently was at AMP Advice as head of its Law Sector business. Australian Unity Trustees executive general manager, trustee Alex Madsen commented on the appointment. ... |
| | | | ... across the fields of business, administration of companies, financial markets, financial products and financial services, law, economics, accounting, taxation and credit activities and credit services," Hume said. "Financial advisers' misconduct ... |
| | | | ... conduct and referred the evidence to the CDPP. The Office of the CDPP assessed the evidence very carefully and as required by law, made an independent decision to prosecute based at all times on an application of the Prosecution Policy of the Commonwealth," ... |
| | | | In a long-awaited move, the government has scrapped the $450 superannuation guarantee threshold, making about 300,000 people eligible for super contributions. The bill to remove the monthly income threshold was passed in Parliament yesterday, alongside ... |
| | | | The Senate has overturned proxy advice reforms announced at the end of last year, three days after the new regime had begun. On a vote of 29 votes to 25, the Senate disallowed the new regulations that were announced by Treasurer Josh Frydenberg in December ... |
| | | | ... to use member funds to buy the insurance that would pay out on those liabilities," Donald said. "I want to stress that the law in this area is very complicated, and it is not at all clear that the outcomes you want would be achieved in all situations. ... |
| | | | ... approaching retirement. "RI Advice should have been properly monitoring Mr Doyle's advice to ensure he was complying with the law," she said. "'The $6 million penalty handed down by the Court against RI Advice sends a strong message to financial ... |
| | | | ... Synchron director Don Trapnell said. Osborne holds Masters' qualifications in both commerce (majoring in financial planning) and law (majoring in enterprise governance). He also holds the Certified Financial Planner (CFP) designation and has been a director ... |
| | | | The Consumer Action Law Centre has concerns that the Quality of Advice Review draft terms of references forget Commissioner Hayne's findings on conflicted remuneration. In the centre's submission on the review's draft terms of references, it argued ... |
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