Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 871 - 880 of 3481 results for "Compliance"

Industry fund ups admin fees

JAMIE WILLIAMSON  |  THURSDAY, 11 NOV 2021
... that date, the costs of managing and operating a superannuation fund and in particular, the cost of regulation and compliance, has increased," the fund said. MIESF said that even with this increase, it remains one of the lowest cost super funds in the ...

Cbus to create rainy day fund to cover fines

ELIZABETH MCARTHUR  |  THURSDAY, 11 NOV 2021
... change its rules to create provisions for any fines or penalties. "This application has been made to ensure Cbus is in compliance with the SIS Act following Hayne reforms. Other profit-to-member funds will likely need to take similar action to ensure ...

BT closes self-licensee business

ELIZABETH MCARTHUR  |  WEDNESDAY, 10 NOV 2021
... services to self-licensed financial advisers. These include a dedicated advisory council, professional governance support, compliance consulting, training and education and access to third-party business solutions and negotiated discount prices. It also ...

Centrepoint partners with Iress

KARREN VERGARA  |  WEDNESDAY, 10 NOV 2021
... the consents electronically from an advice software to the product providers drives efficiencies by minimising the compliance and administrative burden on advisers. "We hope that more product providers will adopt the solution to make it easier for advisers ...

FPA launches female mentoring program

ANNABELLE DICKSON  |  WEDNESDAY, 3 NOV 2021
... at least three years of experience in client service or associate adviser roles, paraplanning, business development, compliance, practice management and advice roles. "For mentees, it's an opportunity to receive guidance and support, networking opportunities ...

Financial services feels talent crunch

ELIZABETH MCARTHUR  |  THURSDAY, 28 OCT 2021
... into 2022." Kaizen also noted an uptick in hiring for business development roles, communications specialists, risk and compliance specialists and bigger than usual salary increases for analysts moving to the senior analyst level. "The focus on superannuation ...

Newcastle advice firm joins Count Financial

KARREN VERGARA  |  THURSDAY, 28 OCT 2021
... Aon Hewitt. "At one point, we considered the self-licensing option but with the complexity of a constantly changing compliance landscape, we knew partnering with a reputable firm whose primary focus is to provide a licensee service, was the right decision ...

Westpac director stands down

ANNABELLE DICKSON  |  WEDNESDAY, 27 OCT 2021
... his health. Steven Harker joined the Westpac board in 2019 and was a member of the audit, board legal, regulatory and compliance and remuneration committees. "The time is right for me to retire. I am confident Westpac is on the right path to restore ...

Super executives switching options in conflict: ASIC

ELIZABETH MCARTHUR  |  WEDNESDAY, 27 OCT 2021
... cover the identification, control, management and regular monitoring of conflicts as well as the consequences for non-compliance. Such protections will help trustees manage the risk that their executives' own interests or those of a related party ...

U Ethical hires fixed income PM

ANNABELLE DICKSON  |  FRIDAY, 22 OCT 2021
... from Omega Global Investors where she managed portfolios from research and data management to portfolio construction, compliance and implementation. Lin has experience in quantitative analysis and funds management, specialising in Australian fixed income ...