Search Results | Showing 831 - 840 of 3481 results for "Compliance" |
| | | ... integration, all in a concerted effort to support the continued digitisation of adviser practices and their compounding compliance burden," she said. Platforms have also been open to adviser feedback, making several changes to make their job easier in ... |
| | | | ... company aims to reduce the cost of life advice by up to 90% with its tech offering by simplifying renewals, automating compliance, and creating a larger adviser and insurer capacity. Zurich, OnePath, PPS Mutual, NEOS, Australian Unity, Centrepoint Alliance ... |
| | | | ... by charging fees for no service and failing to have internal procedures, measures, and controls in place to monitor compliance, Aware FS also breached its obligations as an AFSL holder to act efficiently, honestly and fairly and to comply with financial ... |
| | | | Three of Bell Financial Group's subsidiaries are under scrutiny by AUSTRAC, with an audit ordered to assess compliance with financial crime laws. AUSTRAC has ordered that an external auditor be appointed to Bell Potter Securities, Bell Potter Capital ... |
| | | | ... licensee that can pro-actively assist them to maximise business opportunities and effectively navigate regulatory and compliance demands," he said. "It is particularly pleasing that in this environment Sequoia, is regarded as a 'licensee of choice' by ... |
| | | | ... South Australia and the Northern Territory," he said. Synchron recently appointed Phil Osborne as general manager of compliance on February 1. |
| | | | ... ASIC's investigation included interviewing Jason Huang (director of PE Capital Asia) and Greg Roberts (director of compliance). Martyn Barnes was non-executive chair of PE Capital. His LinkedIn now claims he is based in Dubai and is the managing ... |
| | | | ... solution that would support our continued growth," LGIA chief executive Kate Farrer said. "Napier is the financial crime compliance solution that gives us complete control and transparency of rules as well as segregation of data, rules, and workflows. ... |
| | | | ... technology used to support all areas of Findex's financial advice and risk insurance business including advice operations, compliance processes, and investment portfolio strategy development. "We're delighted to partner with Findex to support its strategy ... |
| | | | ... providing an exemption at this point, given the 37% drop in authorised financial planners to date and post the exam compliance cut off, will fail to attract exited financial advisers back, nor will it remove the regulatory burden, duplication and inefficiencies ... |
|