Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 781 - 790 of 3479 results for "Compliance"

MSC Group launches Singaporean fund service

CASSANDRA BALDINI  |  FRIDAY, 17 JUN 2022
... platform operational experience, while Yee brings broad experience across fund administration, product marketing and compliance. The Australian business has operated its fund service platform for 10 years and currently provides trustee and fund administration ...

Australian firms spend 3.6bn on financial crimes

CASSANDRA BALDINI  |  THURSDAY, 16 JUN 2022
... has shown that Australian financial service companies are expected to spend more than $3.6 billion on financial crime compliance in 2022. Yesterday LexisNexis Risk Solutions released the first Australian edition of its true cost of compliance study. ...

Apostle Funds Management appoints chief operating officer

CHLOE WALKER  |  MONDAY, 6 JUN 2022
... experience, deep industry expertise and dynamic style. "Eric will be working with the whole team covering all aspects of compliance and operations. His knowledge and experience will be catalytic for the growth of our organisation," she said. On his appointment ...

ASX names new managing director

CASSANDRA BALDINI  |  THURSDAY, 2 JUN 2022
... ASX's derivatives and OTC markets and clearing businesses, and more recently in cash equities and the various risk, compliance, technology and operational teams who support them. It has been an exciting and rewarding experience." Lofthouse said being ...

BGL appoints head of ecosystem

CASSANDRA BALDINI  |  TUESDAY, 31 MAY 2022
... to lead the industry in connectivity in the years ahead." BGL is a provider of SMSF investment portfolio and company compliance management software, its free open API is used across the industry with reportedly over 350 data feed and integration partners ...

New Ethereum ETF launches on Cboe Australia

ANDREW MCKEAN  |  TUESDAY, 31 MAY 2022
... in assets under management. Pertinently, the fund is backed by cryptocurrency custodian Gemini, which uses a global compliance platform to secure the fund's Ether assets. The Gemini platform was founded by the Winklevoss twins who gained fame from accusing ...

BNY Mellon subsidiary to pay US$1.5m over ESG misstatements

CASSANDRA BALDINI  |  TUESDAY, 24 MAY 2022
... Enforcement's Climate and ESG Task Force was formed in March 2021, and among other things, it analyses disclosure and compliance issues relating to investment advisers' and funds' ESG strategies.

Natixis appoints to management committee

CHLOE WALKER  |  TUESDAY, 24 MAY 2022
... Management chief executive Audrey Koenig, head of global corporate communications Alix Boisaubert and global chief compliance officer Justin Rosin. Also appointed is Alain Bruneau as general secretary, global head of client experience Melanie Robinson ...

Citi names new head of securities services

CASSANDRA BALDINI  |  MONDAY, 23 MAY 2022
... wish him well in the next chapter of his life." Carpenter will retain his full responsibilities pending regulatory and compliance approvals for England's appointment, which is expected to be finalised within the third quarter. The announcement comes ...

Foresters appoints chief risk officer

ANDREW MCKEAN  |  THURSDAY, 19 MAY 2022
... Hannigan will be based in Melbourne and report to chief executive Emma Sakellaris. Most recently Hannigan worked in risk compliance at IOOF and NAB as a senior risk partner. Before this, he spent 12 years at Tasplan in various compliance and company ...