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Showing 731 - 740 of 3479 results for "Compliance"

Inconsistencies across RIC strategies: Mercer

ANDREW MCKEAN  |  FRIDAY, 16 SEP 2022
... July. Mercer said: "We found variations in size, detail, target audience and messaging." "Some trustees have adopted a compliance-based approach, while others focus on embracing the intent of the Covenant obligations." The funds Mercer reviewed all chose ...

Lack of transparency hindering access to financial services: Survey

CHLOE WALKER  |  THURSDAY, 15 SEP 2022
... that the industry is working towards data democratisation. Meanwhile, nearly half (48%) of respondents said that their compliance and customer service departments would operate more efficiently and benefit from being part of a global consumer due diligence ...

Ex-Synchron boss appointed head of Libertas

CASSANDRA BALDINI  |  WEDNESDAY, 14 SEP 2022
... will reduce his time in the business. The statement added Osborne is well regarded for his commonsense approach to compliance, which he applied when working with Synchron and as a consultant to AIOFP members over the last few years. According to Sequoia ...

ABN AMRO Clearing pays $222k penalty

ANDREW MCKEAN  |  THURSDAY, 8 SEP 2022
... procedures document itself. The MDP considered that ABN AMRO's conduct was careless. It noted that ABN AMRO undertook a compliance review and implemented subsequent remedial action in relation to the alleged contraventions. Also, the MDP recognised that ...

SMSFA calls for budget amendments

CASSANDRA BALDINI  |  WEDNESDAY, 7 SEP 2022
... amounts to the relevant year of income," it said. Lastly the association recommended providing practical regulatory and compliance relief for minor breaches of the non-geared unit trust rules. "Currently remediation is strictly limited to the winding ...

Final Royal Commission reforms to be tabled, YFYS review begins

JAMIE WILLIAMSON  |  WEDNESDAY, 7 SEP 2022
... also asking whether there is any particular expenditure that trustees are concerned about being able to demonstrate compliance with the duty. Financial Standard is the official media partner of the 2022 AIST Conference of Major Super Funds. To subscribe ...

Aware Super director wins Trustee of the Year

CHLOE WALKER  |  TUESDAY, 6 SEP 2022
... Year Award. Ramwell joined the super fund's board in 2019 and is the chair of Aware Super's audit, risk and compliance committee and a member of its investment committee and direct assets committee. She has over 25 years' experience in superannuation ...

Super fund disclosure rules finalised

ANDREW MCKEAN  |  MONDAY, 5 SEP 2022
... regulations ensure that RSE licensees are required to disclose an appropriate amount of information to members, while keeping compliance costs low to preserve members' money for retirement." In response to the updated regulations, Bragg said Jones must ...

Casey Thompson joins First Super board

ANDREW MCKEAN  |  MONDAY, 5 SEP 2022
... changing economic reform", saying his leadership was central to the creation of universal superannuation. Thompson is a compliance officer for the Construction Forestry Maritime Mining and Energy Union manufacturing division. She has worked in a variety ...

Increasing number of advisers look to self-licence

JAMIE WILLIAMSON  |  MONDAY, 5 SEP 2022
... self-licensed. That said, Investment Trends said the self-licensing movement has eased in recent times as additional compliance costs associated with going it alone have weighed. Further, one in four financial advisers expect to exit the industry in ...