Search Results | Showing 741 - 750 of 3479 results for "Compliance" |
| | | ... have been driven by, among other things, decreasing adviser numbers, adviser experience gaps, business exits and the compliance burden, all making attracting and retaining talent challenging. Typically in short supply, there is plenty of opportunity ... |
| | | | The Perth Mint is the subject of an AUSTRAC investigation into compliance with anti-money laundering laws. The financial crimes regulator has ordered the appointment of an external auditor to Gold Corporation, which trades as The Perth Mint, to assess ... |
| | | | ... roadmap for delivering affordable and accessible financial advice by focusing on outcomes for consumers, not out-dated compliance documents and red tape." "Financial advice is weighed down by layers of red tape that has pushed the cost of advice to more ... |
| | | | ... target market determinations (TMD) for their products. The regulator's request follows a sample review of trustee compliance that found some poor practices. ASIC reviewed a sample of 55 TMDs prepared by 27 superannuation trustees across the industry ... |
| | | | ... thorough and applied knowledge of Hostplus' advice model," Watson said. "IFS also has well-considered and applied risk and compliance competencies, and its shared vision and support for many of our key strategic advice objectives will assist in delivering ... |
| | | | ... conduct has resulted in adverse findings against their licensee by the Australian Financial Complaints Authority; CPD compliance; and action taken by professional associations. "It is proposed that isolated incidences of minor misconduct would not be ... |
| | | | ... surveillance of internal dispute resolution practices by analysing data and reviewing complaint responses, to assess trustees' compliance with new enforceable standards. As well as review trustees' implementation of the Retirement Income Covenant and ... |
| | | | ... in-house roles at Future Super, Qualitas, K2 Asset Management and IFM Investors. She has previously held senior risk and compliance roles at a range of listed and unlisted trustees. Meanwhile, O'Connell brings more than 30 years' experience across life ... |
| | | | ... Standard, advice firms are planning to increase their practice's annual spend on technology by $70,000 as affordability and compliance issues drive adoption. What's more, most advisers (65%) considered the compliance burden to be the biggest challenge ... |
| | | | ... the EQT Holdings board in 2010, O'Donnell has served in several roles including chair of the responsible entity compliance committee and member of the board risk committee and remuneration, human resources and nomination committee. On behalf of the ... |
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